Brecek & Young Advisors, Inc. (Folsom)

Name: Brecek & Young Advisors, Inc.
Address: 1110 Iron Point Rd Ste 100, Folsom, CA, 95630
Telephone: 866-822-9880

Brecek & Young Advisors, Inc. is a large advisory firm based in Folsom. It manages $179.75 million of regulatory assets for 1,060 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Brecek & Young Advisors provides portfolio management for individuals and small businesses, pension consulting services, and registrant also provides model portfolio services to other turn-key asset management platforms. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Brecek & Young Advisors: assets under management

The assets under management (AUM) of Brecek & Young Advisors, Inc. is $179.75 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 293% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $179.75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $169.57 thousand each.

Brecek & Young Advisors has custody of $179.75 million in cash and securities for 1,060 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Brecek & Young Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Brecek & Young Advisors, Inc.

Amy Jo Lee has been acting as President since 1 Aug 2004. Joseph Giovanniello joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Brecek & Young Financial Services Group	Shareholder	1 Jan 1996	50% - 75%	95-4382001
Roland Brecek	President, ceo	1 Jan 1996	Other	1211914
Harold Fredrick Ii Young	Cfo	1 Jan 1996	Other	1013001
Christopher John Ranney	Executive vice president	1 Jan 1996	Other	1708781
James Houston Ii Williams	Financial & operations principal	1 Apr 1996	Other	1482414
John Vallance Iii Young	Chief of operations	1 May 1996	Other	1238547
Rodney Louis Bannister	Executive vice president	1 Oct 1996	Other	1616676
Amy Knight Bunker	Director	1 Dec 1996	Other	1716506
Robert Anthony Greer	Vice president	1 May 2000	Other	2674078
Tamara Kay Magliola	Vice president	1 Jan 2001	Other	2733356
Angela Lynn Coronado	Vice president, business services	1 Feb 2001	Other	2408069
Angela Lynn Spitz	Vice president, business services. srop	1 Feb 2001	Other	2408069
Mark Joseph Demma	Vice president	1 Jun 2001	Other	2902379
Barbara Susan Paclik	Vp, advisory services	1 Dec 2001	Other	1206617
Thomas Richard Ii Delaney	Chief compliance officer, msrb principal, crop	1 Feb 2002	Other	xxx-xx-xxxx
Thomas Anthony Swank	Director	1 Dec 2002	Other	2942757
Terry Tuttle	Director	1 Dec 2002	Other	xxx-xx-xxxx
Phillip Peter Borup	Financial & operations principal, cfo	1 Mar 2003	Other	4446376
Katrina Larisa Peck	Director broker-dealer and advisory services, srop, muni op	1 Apr 2004	Other	2709929
Amy Jo Lee	Director	1 Aug 2004	Other	1161869
Dale William Jr Martin	Director	1 Aug 2004	Other	1531203
Michael Gregory Odlum	Director	1 Aug 2004	Other	703911
Security Benefit Corp.	Managing member	1 Aug 2004	50% - 75%	48-1202239
Security Benefit Corporation	Shareholder	1 Aug 2004	50% - 75%	48-1202239
Thomas Richard Kaehr	Cfo	1 Aug 2004	Other	xxx-xx-xxxx
Katrina Larisa Peck	Director broker-dealer, srop	1 Jan 2005	Other	2709929
Bradley Alan Bachman	Muni, op	1 Jan 2005	Other	2923960
Barbara Susan Paclik	Director of advisory services	1 Jan 2005	Other	1206617
Tamara Lynn Brownfield	Financial operations principal	1 Feb 2005	Other	xxx-xx-xxxx
Katrina Larisa Peck	Director of supervision	1 Oct 2005	Other	2709929
Leia Elizabeth Farmer	Chief compliance officer, crop	1 Aug 2006	Other	3190458
Daniel F. Santucci	Finop	1 Aug 2006	Other	xxx-xx-xxxx
Christopher John Ranney	Ceo, chairman of the board, director, bya corporate secretary	1 Jan 2007	Other	1708781
Roxanne Crystal Louise Brecek	Director of sales and marketing	1 Jan 2007	Other	4666615
Leia Elizabeth Farmer	Chief compliance officer, crop	1 Mar 2007	Other	3190458
Kyle Bradley Kelly	Vice president broker dealer operations, srop	1 Apr 2007	Other	2921799
Thomas Richard Kaehr	Cfo, finop & director	1 Sep 2007	Other	xxx-xx-xxxx
Richard J Martinez	Finop	1 Nov 2007	Other	3088162
Christopher John Ranney	President, director	1 Jan 2008	Other	1708781
Richard J Martinez	Finop and treasurer	1 Jun 2008	Other	3088162
Thomas Richard Kaehr	Director	1 Jun 2008	Other	xxx-xx-xxxx
Steven Ford Mcwhorter	Director	1 Oct 2008	Other	2130681
James Delwyn Nagengast	Director	1 Oct 2008	Other	2571451
Pamela Janine Wertheim	Director	1 Oct 2008	Other	1311477
Securities America Financial Corporation	Holding company	1 Oct 2008	75% - 100%	47-0691275
Steven Ford Mcwhorter	Director	1 Nov 2008	Other	2130681
Christopher John Ranney	Ceo, president, director	1 Jan 2009	Other	1708781
Kevin Joseph Miller	Vp, chief compliance officer, aml officer, identity theft prevention officer	1 Jan 2009	Other	4133001
Gayle Elizabeth Parsons	Vp, finop	1 Jan 2009	Other	2824340
Terrance Shawn Dewald	Senior vp, general counsel, secretary	1 Feb 2009	Other	3173980
Steven Ford Mcwhorter	Ceo, director	1 Feb 2009	Other	2130681
Gayle Elizabeth Parsons	Vp, treasurer, finop	1 Mar 2009	Other	2824340
Kevin Joseph Miller	Chief compliance officer, vp, dep gen counsel, privacy, aml, identity theft protection policy, & risk officer	1 May 2009	Other	4133001
James Micheal Heeney	Senior vp, sales supervision and operations	1 Mar 2010	Other	3019122
James Delwyn Nagengast	Ceo, director	1 Jul 2010	Other	2571451
Kelly Joseph Windorski	Cfo, director	1 Dec 2010	Other	3211118
Charles Neal Maglaque	Director	1 Dec 2010	Other	5026063
Dennis Michael King	Director, sr. vp	1 Jan 2011	Other	707144
Kirk Jesse Hulett	Director	1 Mar 2011	Other	2528380
Joseph Giovanniello	Director	1 Nov 2011	Other	3086071
Adam Scott Malamed	Director	1 Nov 2011	Other	2560518
Philip Salvatore Blancato	Director	1 Nov 2011	Other	2122221
Brett H Kaufman	Director	1 Nov 2011	Other	5514420

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Security Benefit Mutual Holding Company	Shareholder	1 Jul 1998	75% - 100%	48-6356867
Inc. Ameriprise Financial Services	100% owner of parent company	1 Oct 2008	75% - 100%	6363
Inc. Ladenburg Thalmann Financial Services	100% owner of parent company	1 Nov 2011	75% - 100%	65-0701248

Based in Folsom

The principal office where Brecek & Young Advisors, Inc. performs its advisory services is located at 1110 Iron Point Rd Ste 100, Folsom, CA 95630, which is also the mailing address of the firm. An additional office of the firm is in Cincinnati, OH. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 866-822-9880 or by fax 916-932-4134. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.brecek.com.