Deepcurrents Investment Group LLC (New York)

Deepcurrents Investment Group LLC is a large advisory firm based in New York. It manages $1.17 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of New York.

Deepcurrents Investment Group provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Deepcurrents Investment Group: assets under management

The assets under management (AUM) of Deepcurrents Investment Group LLC is $1.17 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 357% since the beginning of its operation, and $968.03 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.17 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $291.58 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Deepcurrents Investment Group LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Deepcurrents Investment Group serves?

The only and largest group of clients of Deepcurrents Investment Group is pooled investment vehicles with 4 clients and $1.17 billion of assets under management. Among the 10 most similar advisory firms, Deepcurrents Investment Group has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.17 billion for 4 clients. 75% of the firm’s clients are foreign persons or businesses.

Deepcurrents Investment Group also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Deepcurrents Investment Group LLC

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kai N/A Zheng	Managing member	1 Sep 2016	75% - 100%	4695526
Christopher Walsh	Chief compliance officer, chief operating officer	1 Feb 2018	Other	6022811

Based in New York

The principal office where Deepcurrents Investment Group LLC performs its advisory services is located at 546 Fifth Ave, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-350-4621 or by fax 646-350-4538. The normal business hours are not applicable - office visits by appointment only on Other.