Plusfunds Group Inc. (New York)

Name: Plusfunds Group Inc.
Address: 1500 Broadway, New York, NY, 10036
Telephone: 212-653-1900

Plusfunds Group Inc. is a large advisory firm based in New York. It manages $1.17 billion of regulatory assets for 25 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of New York.

Plusfunds Group provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Plusfunds Group: assets under management

The assets under management (AUM) of Plusfunds Group Inc. is $1.17 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 490% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.17 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $46.61 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Plusfunds Group Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Plusfunds Group Inc.

Christopher Sugrue has been acting as President since 1 Aug 2002. Peter Kent Ewing joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Christopher Sugrue	Chairman	1 Feb 1998	50% - 75%	2530599
Diego Petelin Winegardner	Vice chairman	1 Apr 1998	50% - 75%	2303542
Christopher Rose	Chief technology officer	1 Nov 2000	Other	4568872
Gabriel Bousbib	Ceo	1 Jan 2001	Other	4569485
Susan Haery	General counsel	1 Nov 2001	Other	4568860
Christopher Sugrue	Chairman	1 Aug 2002	Other	2530599
Susan Haery Staisil	General counsel	1 Aug 2002	Other	4568860
Diego Petelin Winegardner	Vice chairman	1 Aug 2002	Other	2303542
Christopher Rose	Chief operating officer	1 Aug 2002	Other	4568872
Gabriel Bousbib	Chief executive officer	1 Aug 2002	Other	4569485
Mkk Limited	Shareholder	1 Aug 2002	Other	foreign entity
Llp Gryphon Holdings Ii	Shareholder	1 Aug 2002	Other	43-1862520
Christopher Michael Aliprandi	Chief financial officer	1 Aug 2002	Other	1559387
Randall Stuart Yanker	Director	1 Aug 2002	Other	1297081
John Stephen Wehrle	Director	1 Aug 2002	Other	2517463
Burton Douglas Morriss	Director	1 Aug 2002	Other	1734191
Mark Kavanagh	Director	1 Aug 2002	Other	4379444
Brian Owens	Director	1 Aug 2003	Other	4712132
Peter Kent Ewing	Chief compliance officer	1 Oct 2004	Other	4329043
Suffolk Ltd.	Shareholder	1 Mar 2005	Other	foreign entity
Suffolk Llc	Shareholder	1 Mar 2005	Other	83-0422260
Pf Saleco Llc	Shareholder	1 Mar 2005	Other	01-0837198
Paul Richard Aaronson	Chief executive officer	1 Apr 2005	Other	1850208
Patrick Joseph Mcmahon	Chief legal & compliance officer	1 Apr 2005	Other	4379304
Susan Haery Staisil	Chief compliance officer	1 Jan 2006	Other	4568860
Robert Malchman	General counsel	1 Jan 2006	Other	5081202
Peter Kent Ewing	Chief compliance officer	1 Mar 2006	Other	4329043

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Kamal Ahmed Gheit	Protektor	1 Apr 2002	Other	4379440
Daretto Foundation	Beneficial owner	1 Dec 2002	75% - 100%	foreign entity
Mkk Ltd.	Member	1 Mar 2005	25% - 50%	foreign entity
Christopher Sugrue	Member	1 Mar 2005	25% - 50%	2530599

Based in New York

The principal office where Plusfunds Group Inc. performs its advisory services is located at 1500 Broadway, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-653-1900 or by fax 212-653-1970. The normal business hours are 8:30am-5:30pm on Monday - Friday. You can find more information about the New York firm at www.plusfunds.com.