Evergreen Fps, Inc. (Charlotte)

Evergreen Fps, Inc. is a large advisory firm based in Charlotte. It manages $1.17 billion of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Massachusetts and North Carolina.

Evergreen Fps provides pension consulting services and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Evergreen Fps: assets under management

The assets under management (AUM) of Evergreen Fps, Inc. is $1.17 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $1.17 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $83.76 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Evergreen Fps, Inc. for their services and products based on a percentage of assets under management, commissions, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Evergreen Fps, Inc.

Dennis Henry Ferro has been acting as President since 1 Jun 2003. Matthew Charles Moss joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Wachovia Corporation	Shareholder	1 Nov 1995	75% - 100%	56-0898180
William Douglas Munn	Director	1 Dec 2002	Other	1990843
Adam Ira Taback	President, chief executive officer	1 Feb 2003	Other	2378786
Michael Howard Koonce	Secretary, chief legal council	1 Apr 2003	Other	2315714
Dennis Henry Ferro	Director	1 Jun 2003	Other	2477513
Yukari Nakano	Senior vice president, chief administrative officer	1 Dec 2003	Other	4873454
Barbara Ann Lapple	Senior vice president	1 Apr 2004	Other	2047792
Matthew Charles Moss	Chief financial officer	1 Feb 2005	Other	4499363
Sheelpa Patel Brown	Chief compliance officer	1 Feb 2005	Other	3265908

Based in Charlotte

The principal office where Evergreen Fps, Inc. performs its advisory services is located at 401 South Tryon Street, Charlotte, NC 28202, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. It doesn’t run an office outside of the United States.