Riordan, Lewis & Haden, Inc (Los Angeles)

Name: Riordan, Lewis & Haden, Inc
Address: 10900 Wilshire Blvd, Los Angeles, CA, 90024
Telephone: 310-405-7200

Riordan, Lewis & Haden, Inc is a large advisory firm based in Los Angeles. It manages $1.17 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Riordan, Lewis & Haden provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Riordan, Lewis & Haden: assets under management

The assets under management (AUM) of Riordan, Lewis & Haden, Inc is $1.17 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 75% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.17 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $146.41 million each.

Riordan, Lewis & Haden has custody of $629.82 million in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Riordan, Lewis & Haden, Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Riordan, Lewis & Haden serves?

The only and largest group of clients of Riordan, Lewis & Haden is pooled investment vehicles with 8 clients and $1.17 billion of assets under management. Among the 10 most similar advisory firms, Riordan, Lewis & Haden has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.17 billion for 8 clients. None of the firm’s clients are foreign persons or businesses.

Riordan, Lewis & Haden also advises several private funds. Namely, eight private equity funds. The minimum investment commitment required of non-related persons ranges from $5,000,000 to $10,000,000.

Careers at Riordan, Lewis & Haden, Inc

The company employs 14 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Christopher Lewis	Managing director	1 Jan 2000	25% - 50%	4601832
Murray Edward Rudin	Managing director	1 Jan 2000	25% - 50%	5902564
Michel Glouchevitch	Managing director	1 Aug 2010	Other	5902565
Robert Ames Zielinski	Managing director	1 Aug 2010	Other	5902566
Michel . Glouchevitch	Managing director	1 Aug 2010	Other	5902565
Kenneth Douglas Hubbs	Managing director	1 Sep 2013	Other	2361312
Michael Louis Keesey	Chief compliance officer	1 Sep 2013	Other	5887587
Adam Lee Frankinburger	Chief compliance officer	1 Dec 2014	Other	4153077
Robert . Rodin	Managing director	1 Jan 2016	Other	6769943
Kevin David Cantrell	Managing director	1 Jan 2016	Other	6769945
Robert Rodin	Managing director	1 Jan 2016	Other	6769943
Kevin Cantrell	Managing director	1 Jan 2016	Other	6769945

Based in Los Angeles

The principal office where Riordan, Lewis & Haden, Inc performs its advisory services is located at 10900 Wilshire Blvd, Los Angeles, CA 90024, which is also the mailing address of the firm. An additional office of the firm is in Irvine, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-405-7200 or by fax 310-405-7222. The normal business hours are 8:30am-5:00pm on Monday - Friday. You can find more information about the New York firm at rlhequity.com/.