Warberg Asset Management 13F annual report

Warberg Asset Management is an investment fund managing more than $22.2 billion ran by Daniel Warsh. There are currently 62 companies in Mr. Warsh’s portfolio. The largest investments include Epr Pptys and Ishares Tr, together worth $2.25 billion.

Limited to 30 biggest holdings

$22.2 billion Assets Under Management (AUM)

As of 2nd August 2024, Warberg Asset Management’s top holding is 60,000 shares of Epr Pptys currently worth over $1.16 billion and making up 5.2% of the portfolio value. In addition, the fund holds 9,899 shares of Ishares Tr worth $1.09 billion. The third-largest holding is RBC Bearings worth $926 million and the next is New England Rlty Assoc Ltd P worth $904 million, with 12,675 shares owned.

Currently, Warberg Asset Management's portfolio is worth at least $22.2 billion. The total portfolio value may be much higher due to cash assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.

Careers at Warberg Asset Management

The Warberg Asset Management office and employees reside in Winnetka, Illinois. According to the last 13-F report filed with the SEC, Daniel Warsh serves as the Managing Member at Warberg Asset Management.

Recent trades

In the most recent 13F filing, Warberg Asset Management revealed that it had opened a new position in Ishares Tr and bought 9,899 shares worth $1.09 billion.

The investment fund also strengthened its position in Epr Pptys by buying 5,226 additional shares. This makes their stake in Epr Pptys total 60,000 shares worth $1.16 billion.

On the other hand, there are companies that Warberg Asset Management is getting rid of from its portfolio. Warberg Asset Management closed its position in Goldman Sachs Etf Tr on 9th August 2024. It sold the previously owned 12,891 shares for $1.29 billion. Daniel Warsh also disclosed a decreased stake in RBC Bearings by 0.3%. This leaves the value of the investment at $926 million and 7,575 shares.

One of the smallest hedge funds

The two most similar investment funds to Warberg Asset Management are Trikon Asset Management Ltd and Jeneq Management L.P.. They manage $22.2 billion and $22.3 billion respectively.


Daniel Warsh investment strategy

Warberg Asset Management’s portfolio is diversified across 5 sectors. Currently, their heaviest sector is Industrials — making up 5.0% of the total portfolio value. The fund focuses on investments in the United States as 14.5% of the portfolio companies are based in the United States.

The majority of the companies in the fund’s portfolio are small-cap stocks. Stocks with a size of more than $100 million in market cap make up 10% of the total holdings value. On the other hand, large-cap stocks make up only 1.6% of the portfolio. The average market cap of the portfolio companies is close to $43.4 billion.

The complete list of Warberg Asset Management trades based on 13F SEC filings

These positions were updated on August 9th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.

Security Shares Owned Value Allocation
Goldman Sachs Etf Tr
Closed
12,891
$1,290,711,000
Epr Pptys
9.54%
60,000
$1,158,600,000 5.23%
Ishares Tr
Opened
9,899
$1,093,840,000 4.94%
RBC Bearings Inc.
31.14%
7,575
$926,347,000 4.18%
New England Rlty Assoc Ltd P
20.68%
12,675
$904,235,000 4.08%
Blueriver Acquisition Corp
Opened
80,278
$887,875,000 4.01%
Arogo Capital Acquisition Co
Opened
80,279
$875,844,000 3.95%
Climaterock
0.05%
75,390
$866,231,000 3.91%
Four Leaf Acquisition Corp
No change
75,932
$830,696,000 3.75%
Stereotaxis, Inc.
30.75%
461,000
$820,580,000 3.70%
Aquaron Acquisition Corp
Closed
75,713
$820,350,000
Global Star Acquisition Inc
Closed
75,715
$810,908,000
Plutonian Acquisition Corp
Closed
75,213
$807,788,000
Hudson Acquisition I Corp
Closed
74,039
$784,806,000
Canna Global Acquisition Cor
Opened
72,422
$776,053,000 3.50%
Vision Sensing Acquisition C
No change
67,179
$775,917,000 3.50%
Black Hawk Acquisition Corp
Opened
74,120
$751,577,000 3.39%
Zalatoris Acquisition Corp
81.71%
67,420
$744,991,000 3.36%
99 Acquisition Group Inc
2.73%
70,162
$736,799,000 3.33%
Quetta Acquisition Corp
No change
68,700
$711,045,000 3.21%
Oak Woods Acquisition Corp
No change
65,000
$707,200,000 3.19%
Monterey Cap Acquisition Cor
Closed
62,461
$692,692,000
Duet Acquisition Corp
Opened
50,434
$561,583,000 2.53%
Php Ventures Acquisition Cor
Closed
46,719
$519,982,000
Nova Vision Acquisition Corp
Opened
40,849
$493,456,000 2.23%
Roth Ch Acquisition V Co
Opened
44,679
$493,033,000 2.23%
Keen Vision Acquisition Corp
No change
46,000
$486,726,000 2.20%
Trailblazer Merger Corp I
27.76%
43,736
$472,541,000 2.13%
Goldenstone Acquisition Ltd
Closed
41,635
$458,610,000
Bellevue Life Scncs Aqstn Co
47.12%
39,781
$428,839,000 1.94%
Esh Acquisition Corp
2.91%
38,700
$403,254,000 1.82%
VanEck ETF Trust
Opened
9,000
$379,643,000 1.71%
Grayscale Bitcoin Tr Btc
Opened
6,330
$336,946,000 1.52%
Iron Horse Acquisitions Corp
No change
33,267
$334,666,000 1.51%
Quadro Acquisition One Corp
Closed
29,583
$324,969,000
Spdr Ser Tr
Opened
3,500
$321,230,000 1.45%
Aura Fat Projs Acquisition C
100.04%
27,898
$314,968,000 1.42%
Perceptive Cap Solutions Cor
Opened
30,837
$310,220,000 1.40%
Lennar Corp.
Closed
2,000
$309,020,000
NVIDIA Corp
Opened
2,500
$308,750,000 1.39%
Acri Capital Acquisition Cor
62.78%
27,357
$308,587,000 1.39%
Dt Cloud Acquisition Corp
Opened
25,815
$262,539,000 1.18%
Zalatoris Ii Acquisition Cor
Opened
23,698
$259,730,000 1.17%
AP Acquisition Corp
Closed
22,872
$257,996,000
Excelfin Acquisition Corp
Closed
22,280
$243,520,000
Technology Telecom Acq Cor
Opened
17,414
$208,097,000 0.94%
Inception Growth Acqustn Ltd
61.92%
17,616
$199,061,000 0.90%
Altenergy Acquisition Corp
Closed
16,139
$180,757,000
Amprius Technologies Inc
Opened
133,637
$169,719,000 0.77%
Hertz Global Holdings Inc.
Opened
47,800
$168,734,000 0.76%
Aimei Health Technology Co L
No change
15,000
$155,250,000 0.70%
Arya Sciences Acqu Corp Iv
0.11%
13,147
$150,993,000 0.68%
Bukit Jalil Gbl Acquisition
Closed
13,740
$144,271,000
Bynordic Acquisition Corp
Opened
11,886
$134,198,000 0.61%
Prairie Oper Co
Opened
11,758
$126,751,000 0.57%
Omniq Corp
Closed
224,207
$119,951,000
Petvivo Hldgs Inc
Closed
111,100
$118,877,000
Aerovate Therapeutics Inc
Opened
67,449
$111,291,000 0.50%
Bowen Acquisition Corp
No change
10,000
$105,500,000 0.48%
Aileron Therapeutics Inc
Opened
31,354
$86,224,000 0.39%
Perfect Moment Ltd
Closed
20,000
$71,600,000
Optimumbank Holdings Inc.
Closed
15,557
$66,740,000
Gain Therapeutics Inc
Opened
51,600
$65,532,000 0.30%
Azitra Inc
Closed
300,501
$61,753,000
Nuvve Holding Corp
Closed
55,280
$60,808,000
Carmell Corporation
Opened
45,000
$59,850,000 0.27%
Kwesst Micro Systems Inc
Opened
112,300
$51,984,000 0.23%
Elicio Therapeutics Inc
Opened
11,801
$48,502,000 0.22%
Scorpius Holdings Inc
Closed
283,040
$45,852,000
Duos Technologies Group, Inc.
Opened
12,584
$35,990,000 0.16%
Hnr Acquisition Corp
Opened
13,750
$35,063,000 0.16%
Silynxcom Ltd
Closed
10,000
$34,100,000
Apptech Pmts Corp
Closed
35,000
$33,600,000
Tivic Health Systems Inc
Opened
80,000
$31,200,000 0.14%
Kindly Md Inc
Opened
11,000
$30,250,000 0.14%
Lilium N V
Opened
33,500
$26,633,000 0.12%
Draganfly Inc.
Closed
139,568
$26,462,000
Genelux Corporation
Opened
10,000
$20,000,000 0.09%
Accelerate Diagnostics Inc
Closed
20,000
$19,800,000
Foresight Autonomous Hldgs L
Closed
17,000
$18,190,000
Vbi Vaccines Inc Cda
66.67%
25,000
$16,748,000 0.08%
Zentek Ltd
Opened
12,000
$16,680,000 0.08%
Strong Global Entmt Inc
Closed
10,399
$15,287,000
Soligenix Inc
Closed
24,500
$14,700,000
Fundamental Global Inc
32.30%
12,928
$12,210,000 0.06%
Cemtrex Inc.
Opened
48,500
$10,670,000 0.05%
Oragenics Inc
80.01%
10,002
$10,402,000 0.05%
Virpax Pharmaceuticals Inc
Opened
20,000
$10,346,000 0.05%
Bluejay Diagnostics Inc
Opened
12,500
$8,740,000 0.04%
Apollomics Inc
Closed
10,026
$7,319,000
Inuvo Inc
No change
20,000
$5,138,000 0.02%
Tharimmune Inc
Closed
10,002
$4,303,000
Netcapital Inc
Closed
25,000
$3,143,000
No transactions found
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