B. Riley Wealth Management 13F annual report
B. Riley Wealth Management is an investment fund managing more than $85.1 billion ran by Kristen Frisby. There are currently 589 companies in Mrs. Frisby’s portfolio. The largest investments include Spdr Ser Tr and Proshares Tr, together worth $30 billion.
Limited to 30 biggest holdings
$85.1 billion Assets Under Management (AUM)
As of 2nd September 2022, B. Riley Wealth Management’s top holding is 204,228 shares of Spdr Ser Tr currently worth over $16.1 billion and making up 18.9% of the portfolio value.
In addition, the fund holds 861,037 shares of Proshares Tr worth $13.9 billion.
The third-largest holding is Invesco Actvely Mngd Etc Fd worth $13 billion and the next is Vanguard Malvern Fds worth $11.1 billion, with 325,946 shares owned.
Currently, B. Riley Wealth Management's portfolio is worth at least $85.1 billion. The total portfolio value may be much higher due to cash
assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.
Careers at B. Riley Wealth Management
The B. Riley Wealth Management office and employees reside in Memphis, Tennessee. According to the last 13-F report filed with the SEC, Kristen Frisby serves as the Compliance Officer at B. Riley Wealth Management.
Recent trades
In the most recent 13F filing, B. Riley Wealth Management revealed that it had opened a new position in
Spdr Ser Tr and bought 204,228 shares worth $16.1 billion.
The investment fund also strengthened its position in Vanguard Malvern Fds by buying
315,842 additional shares.
This makes their stake in Vanguard Malvern Fds total 325,946 shares worth $11.1 billion.
On the other hand, there are companies that B. Riley Wealth Management is getting rid of from its portfolio.
B. Riley Wealth Management closed its position in Pacer Fds Tr on 9th September 2022.
It sold the previously owned 166,605 shares for $4.57 million.
Kristen Frisby also disclosed a decreased stake in Alphabet Inc by approximately 0.1%.
This leaves the value of the investment at $822 million and 9,627 shares.
One of the largest hedge funds
The two most similar investment funds to B. Riley Wealth Management are Renaissance Technologies and Blackrock Investment Management. They manage $84.4 billion and $86.2 billion respectively.
Kristen Frisby investment strategy
B. Riley Wealth Management’s portfolio is diversified across 13 sectors.
Currently, their heaviest sector is Technology — making up 3.1% of
the total portfolio value.
The fund focuses on investments in the United States as
42.6% of the portfolio companies
are based in the United States.
The majority of the companies in the fund’s portfolio are large-cap stocks.
Stocks with a size of more than $10 billion in market cap make up
33% of the total holdings value.
On the other hand, small-cap stocks make up only 4.6% of the portfolio.
The average market cap of the portfolio companies is close to $80.2 billion.
The complete list of B. Riley Wealth Management trades based on 13F SEC filings
These positions were updated on September 9th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.
| Security | Shares Owned | Value | Allocation |
|---|---|---|---|
| Spdr Ser Tr |
Opened
204,228
|
$16,112,281,000 | 18.92% |
| Proshares Tr |
Opened
861,037
|
$13,910,286,000 | 16.34% |
| Invesco Actvely Mngd Etc Fd |
Opened
1,066,171
|
$12,963,687,000 | 15.23% |
| Vanguard Malvern Fds |
3,125.91%
325,946
|
$11,102,108,000 | 13.04% |
| Spdr Gold Tr |
92.80%
86,066
|
$7,163,187,000 | 8.41% |
| Ishares Tr |
22.08%
1,020,907
|
$7,526,739,000 | 8.84% |
| Microsoft Corporation |
5.86%
122,672
|
$1,328,442,000 | 1.56% |
| Apple Inc |
7.55%
394,033
|
$965,025,000 | 1.13% |
| Johnson & Johnson |
4.10%
55,341
|
$842,826,000 | 0.99% |
| Rivernorth Opportunities Fd |
264.83%
186,008
|
$721,909,000 | 0.85% |
| Berkshire Hathaway Inc. |
11.84%
20,136
|
$516,898,000 | 0.61% |
| Alphabet Inc |
7.88%
9,627
|
$821,632,000 | 0.97% |
| VanEck ETF Trust |
Opened
83,352
|
$422,889,000 | 0.50% |
| Listed Fd Tr |
Opened
14,260
|
$406,970,000 | 0.48% |
| Bristol-Myers Squibb Co. |
24.62%
97,506
|
$392,483,000 | 0.46% |
| Vodafone Group plc |
63.16%
28,844
|
$331,925,000 | 0.39% |
| Lennar Corp. |
Opened
4,600
|
$324,622,000 | 0.38% |
| Tekla Healthcare Invs |
47.78%
64,775
|
$324,108,000 | 0.38% |
| Cisco Sys Inc |
7.26%
60,181
|
$317,723,000 | 0.37% |
| Procter And Gamble Co |
14.74%
43,267
|
$298,742,000 | 0.35% |
| Magna International Inc. |
18.05%
5,787
|
$297,468,000 | 0.35% |
| Fedex Corp |
16.77%
7,973
|
$294,877,000 | 0.35% |
| Liberty Global plc |
Opened
13,583
|
$292,744,000 | 0.34% |
| General Mtrs Co |
110.38%
18,141
|
$291,905,000 | 0.34% |
| Citigroup Inc |
59.42%
29,444
|
$291,399,000 | 0.34% |
| JPMorgan Chase & Co. |
94.77%
44,328
|
$275,323,000 | 0.32% |
| Lumen Technologies, Inc. |
147.74%
27,385
|
$254,662,000 | 0.30% |
| Oracle Corp. |
14.44%
17,448
|
$254,188,000 | 0.30% |
| Blackstone Inc |
48.04%
17,232
|
$209,723,000 | 0.25% |
| Chevron Corp. |
26.16%
57,683
|
$193,629,000 | 0.23% |
| Disney Walt Co |
0.87%
31,464
|
$186,112,000 | 0.22% |
| Novo-nordisk A S |
108.31%
5,866
|
$181,066,000 | 0.21% |
| AMGEN Inc. |
78.83%
15,967
|
$180,815,000 | 0.21% |
| Bristol-Myers Squibb Co. |
Opened
38,260
|
$179,214,000 | 0.21% |
| Raytheon Technologies Corporation |
132.23%
29,112
|
$172,935,000 | 0.20% |
| Composecure Inc |
25.00%
30,000
|
$156,000,000 | 0.18% |
| Walmart Inc |
23.45%
39,614
|
$143,158,000 | 0.17% |
| Home Depot, Inc. |
27.75%
51,683
|
$136,651,000 | 0.16% |
| Unilever plc |
54.27%
10,103
|
$127,880,000 | 0.15% |
| Carlyle Group Inc (The) |
125.62%
8,894
|
$126,700,000 | 0.15% |
| Nike, Inc. |
25.51%
37,791
|
$122,398,000 | 0.14% |
| Pimco Etf Tr |
7.32%
222,742
|
$237,439,000 | 0.28% |
| General Dynamics Corp. |
171.11%
3,782
|
$115,109,000 | 0.14% |
| Medtronic Plc |
30.96%
8,579
|
$112,666,000 | 0.13% |
| Spdr Ser Tr |
40.02%
295,677
|
$110,506,000 | 0.13% |
| Rivernorth Flexible Muni Inc |
Opened
15,249
|
$104,938,000 | 0.12% |
| Starbucks Corp. |
62.60%
15,717
|
$101,171,000 | 0.12% |
| International Flavors&fragra |
Opened
1,484
|
$100,852,000 | 0.12% |
| Adobe Systems Incorporated |
31.69%
5,416
|
$99,623,000 | 0.12% |
| Accenture Plc Ireland |
47.75%
4,954
|
$99,565,000 | 0.12% |
| C.H. Robinson Worldwide, Inc. |
Opened
960
|
$95,290,000 | 0.11% |
| Ford Mtr Co Del |
27.08%
260,192
|
$91,847,000 | 0.11% |
| The Arena Group Holdings Inc |
Opened
10,000
|
$90,000,000 | 0.11% |
| Horizon Technology Fin Corp |
Opened
8,354
|
$88,638,000 | 0.10% |
| Visa Inc |
14.91%
45,451
|
$87,233,000 | 0.10% |
| Becton Dickinson & Co |
227.77%
3,435
|
$82,613,000 | 0.10% |
| Cognizant Technology Solutio |
Opened
2,545
|
$80,744,000 | 0.09% |
| Biogen Inc |
Opened
681
|
$70,632,000 | 0.08% |
| USA Compression Partners LP |
Opened
4,050
|
$62,705,000 | 0.07% |
| Toyota Motor Corporation |
Opened
789
|
$57,928,000 | 0.07% |
| Aspen Group Inc |
Opened
58,300
|
$57,134,000 | 0.07% |
| Intel Corp. |
180.39%
65,661
|
$56,375,000 | 0.07% |
| Journey Med Corp |
No change
15,000
|
$56,100,000 | 0.07% |
| Gdl Fd |
291.50%
46,718
|
$53,239,000 | 0.06% |
| Vanguard Index Fds |
21.62%
764,011
|
$154,948,000 | 0.18% |
| Novagold Res Inc |
23.08%
10,000
|
$48,100,000 | 0.06% |
| Exxon Mobil Corp. |
1.41%
117,145
|
$47,248,000 | 0.06% |
| Abbott Labs |
81.86%
24,764
|
$43,335,000 | 0.05% |
| Guess Inc. |
Opened
2,500
|
$42,625,000 | 0.05% |
| Spdr S&p 500 Etf Tr |
41.52%
47,606
|
$42,456,000 | 0.05% |
| Unitedhealth Group Inc |
20.99%
17,857
|
$40,472,000 | 0.05% |
| Smith Micro Software, Inc. |
10.58%
19,904
|
$38,807,000 | 0.05% |
| Costco Whsl Corp New |
33.96%
14,548
|
$38,094,000 | 0.04% |
| Tesla Inc |
46.00%
6,465
|
$37,991,000 | 0.04% |
| Ontrak Inc |
117.50%
73,950
|
$36,082,000 | 0.04% |
| Alibaba Group Hldg Ltd |
19.07%
4,820
|
$34,618,000 | 0.04% |
| Autozone Inc. |
144.06%
986
|
$34,324,000 | 0.04% |
| Mcdonalds Corp |
21.01%
7,038
|
$32,087,000 | 0.04% |
| Verizon Communications Inc |
1.92%
191,729
|
$31,582,000 | 0.04% |
| NVIDIA Corp |
20.15%
55,295
|
$31,098,000 | 0.04% |
| Waste Mgmt Inc Del |
17.11%
26,328
|
$31,078,000 | 0.04% |
| Amazon.com Inc. |
1,961.01%
283,141
|
$30,072,000 | 0.04% |
| 3M Co. |
70.14%
22,692
|
$28,405,000 | 0.03% |
| Fortuna Silver Mines Inc. |
Opened
10,000
|
$28,400,000 | 0.03% |
| Pepsico Inc |
9.02%
37,550
|
$25,904,000 | 0.03% |
| MetLife, Inc. |
77.55%
2,278
|
$24,983,000 | 0.03% |
| Mastercard Incorporated |
47.18%
13,438
|
$24,410,000 | 0.03% |
| Huntsman Corp |
86.48%
2,207
|
$24,334,000 | 0.03% |
| Lowes Cos Inc |
0.27%
12,037
|
$23,216,000 | 0.03% |
| Goldman Sachs Group, Inc. |
62.59%
4,462
|
$22,393,000 | 0.03% |
| Target Corp |
51.91%
10,797
|
$22,137,000 | 0.03% |
| Emerson Elec Co |
10.05%
8,670
|
$21,826,000 | 0.03% |
| Meta Platforms Inc |
9.07%
36,321
|
$21,643,000 | 0.03% |
| Caterpillar Inc. |
10.70%
5,524
|
$21,167,000 | 0.02% |
| AT&T Inc. |
2.87%
169,225
|
$21,157,000 | 0.02% |
| Bk Of America Corp |
84.43%
49,500
|
$21,040,000 | 0.02% |
| Vanguard Scottsdale Fds |
28.58%
315,349
|
$23,385,000 | 0.03% |
| Dicks Sporting Goods, Inc. |
92.37%
375
|
$20,734,000 | 0.02% |
| Wisdomtree Tr |
7.71%
989,991
|
$21,334,000 | 0.03% |
| Blackrock Inc. |
41.62%
763
|
$18,109,000 | 0.02% |
| Advanced Micro Devices Inc. |
50.14%
22,651
|
$16,934,000 | 0.02% |
| Enterprise Prods Partners L |
56.28%
686,175
|
$16,722,000 | 0.02% |
| Shopify Inc |
1,225.27%
33,980
|
$16,666,000 | 0.02% |
| Proshares Tr |
116.21%
351,480
|
$16,235,000 | 0.02% |
| Merck & Co Inc |
15.54%
95,809
|
$14,118,000 | 0.02% |
| Thermo Fisher Scientific Inc. |
25.14%
23,900
|
$12,984,000 | 0.02% |
| Abbvie Inc |
25.80%
81,306
|
$12,453,000 | 0.01% |
| Sorrento Therapeutics Inc |
Opened
13,745
|
$11,363,000 | 0.01% |
| American Tower Corp. |
29.65%
40,645
|
$10,388,000 | 0.01% |
| Pfizer Inc. |
9.89%
176,362
|
$9,247,000 | 0.01% |
| Indexiq Etf Tr |
20.83%
299,783
|
$9,105,000 | 0.01% |
| Union Pac Corp |
6.18%
20,832
|
$8,484,000 | 0.01% |
| First Tr Exchange-traded Fd |
23.12%
401,113
|
$20,678,000 | 0.02% |
| Honeywell International Inc |
31.77%
42,616
|
$7,407,000 | 0.01% |
| Okta Inc |
12.33%
2,269
|
$7,069,000 | 0.01% |
| Ishares Tr |
Opened
148,285
|
$18,289,000 | 0.02% |
| NextEra Energy Inc |
34.54%
73,692
|
$5,708,000 | 0.01% |
| Crown Castle Intl Corp New |
40.77%
33,786
|
$5,689,000 | 0.01% |
| J P Morgan Exchange Traded F |
114.20%
192,310
|
$10,176,000 | 0.01% |
| Illinois Tool Wks Inc |
72.86%
9,001
|
$5,472,000 | 0.01% |
| Duke Energy Corp. |
34.42%
47,468
|
$5,089,000 | 0.01% |
| Gladstone Commercial Corp |
50.46%
251,924
|
$4,746,000 | 0.01% |
| First Tr Value Line Divid In |
53.78%
122,181
|
$4,742,000 | 0.01% |
| Ishares Inc |
20.02%
95,137
|
$4,667,000 | 0.01% |
| Spdr Dow Jones Indl Average |
30.93%
14,995
|
$4,616,000 | 0.01% |
| Lockheed Martin Corp. |
13.77%
10,268
|
$4,415,000 | 0.01% |
| Coca-Cola Co |
62.55%
69,518
|
$4,373,000 | 0.01% |
| Pacer Fds Tr |
Closed
166,605
|
$4,571,000 | |
| Invesco Exchange Traded Fd T |
0.07%
48,937
|
$5,689,000 | 0.01% |
| Marriott Intl Inc New |
109.71%
5,721
|
$4,311,000 | 0.01% |
| First Tr Exch Traded Fd Iii |
19.26%
352,152
|
$6,759,000 | 0.01% |
| Vanguard Intl Equity Index F |
395.50%
102,008
|
$4,297,000 | 0.01% |
| Vanguard Tax-managed Intl Fd |
744.18%
99,638
|
$4,065,000 | 0.00% |
| Lilly Eli & Co |
21.12%
12,009
|
$3,894,000 | 0.00% |
| Energy Transfer L P |
1.15%
386,477
|
$3,857,000 | 0.00% |
| Magellan Midstream Prtnrs Lp |
30.62%
80,520
|
$3,846,000 | 0.00% |
| Vanguard World Fds |
44.06%
26,342
|
$15,026,000 | 0.02% |
| Globalstar Inc. |
Opened
12,995
|
$3,641,000 | 0.00% |
| Janus Detroit Str Tr |
Closed
129,994
|
$6,657,000 | |
| Broadcom Inc. |
3.10%
7,076
|
$3,437,000 | 0.00% |
| Creative Media & Cmnty Tr |
Opened
1,240
|
$3,264,000 | 0.00% |
| Qualcomm, Inc. |
18.59%
11,247
|
$3,192,000 | 0.00% |
| Silicon Motion Technology Corp |
Opened
2,177
|
$3,192,000 | 0.00% |
| International Business Machs |
108.52%
22,593
|
$3,190,000 | 0.00% |
| Warner Bros.Discovery Inc |
Opened
32,634
|
$3,146,000 | 0.00% |
| Universal Technical Inst Inc |
Opened
1,179
|
$3,128,000 | 0.00% |
| Williams Cos Inc |
726.62%
98,583
|
$3,077,000 | 0.00% |
| Runway Growth Finance Corp |
Opened
15,691
|
$3,070,000 | 0.00% |
| Welltower Inc. |
46.46%
36,985
|
$3,046,000 | 0.00% |
| Republic Svcs Inc |
5.08%
22,597
|
$2,957,000 | 0.00% |
| Sysco Corp. |
50.04%
34,694
|
$2,939,000 | 0.00% |
| MPLX LP |
328.37%
96,358
|
$2,809,000 | 0.00% |
| DHI Group Inc |
Opened
1,519
|
$2,808,000 | 0.00% |
| CSX Corp. |
33.56%
93,682
|
$2,722,000 | 0.00% |
| Allogene Therapeutics Inc |
Opened
636
|
$2,695,000 | 0.00% |
| CVS Health Corp |
56.25%
28,467
|
$2,638,000 | 0.00% |
| Select Sector Spdr Tr |
31.19%
201,556
|
$14,102,000 | 0.02% |
| Everi Holdings Inc |
Opened
431
|
$2,614,000 | 0.00% |
| Textainer Group Holdings Ltd |
Opened
246
|
$2,499,000 | 0.00% |
| Northrop Grumman Corp. |
41.77%
5,186
|
$2,482,000 | 0.00% |
| Franchise Group, Inc. |
Opened
6,773
|
$2,445,000 | 0.00% |
| Enbridge Inc |
40.49%
56,023
|
$2,368,000 | 0.00% |
| Global X Fds |
6.53%
120,873
|
$4,144,000 | 0.00% |
| Boeing Co. |
56.11%
17,036
|
$2,329,000 | 0.00% |
| Victory Cap Hldgs Inc |
Opened
254
|
$2,269,000 | 0.00% |
| Roper Technologies Inc |
4.23%
5,696
|
$2,248,000 | 0.00% |
| Salesforce Inc |
10.44%
13,187
|
$2,176,000 | 0.00% |
| Alta Equipment Group Inc |
34.51%
14,056
|
$2,169,000 | 0.00% |
| Jacobs Engr Group Inc |
2.16%
17,053
|
$2,168,000 | 0.00% |
| United Parcel Service, Inc. |
29.18%
11,824
|
$2,158,000 | 0.00% |
| First Tr Exchng Traded Fd Vi |
18.82%
409,564
|
$12,340,000 | 0.01% |
| Pimco Dynamic Income Fd |
60.98%
100,400
|
$2,095,000 | 0.00% |
| Calamos Strategic Total Retu |
18.65%
156,730
|
$2,055,000 | 0.00% |
| Vanguard Specialized Funds |
15.24%
14,234
|
$2,042,000 | 0.00% |
| Vanguard Scottsdale Fds |
Opened
23,857
|
$2,761,000 | 0.00% |
| Dow Inc |
159.11%
39,450
|
$2,036,000 | 0.00% |
| Blackrock Core Bd Tr |
37.46%
174,451
|
$1,975,000 | 0.00% |
| Arrowhead Pharmaceuticals In |
Opened
840
|
$1,859,000 | 0.00% |
| Dominion Energy Inc |
20.50%
23,134
|
$1,846,000 | 0.00% |
| iStar Inc |
Opened
361
|
$1,840,000 | 0.00% |
| USD Partners LP |
313.27%
353,747
|
$1,839,000 | 0.00% |
| Amphenol Corp. |
5.88%
28,447
|
$1,831,000 | 0.00% |
| Diversified Healthcare Tr |
Opened
5,822
|
$1,829,000 | 0.00% |
| Oreilly Automotive Inc |
9.21%
2,774
|
$1,753,000 | 0.00% |
| Lifemd Inc |
93.00%
2,289
|
$1,737,000 | 0.00% |
| Lightpath Technologies, Inc. |
Opened
3,765
|
$1,725,000 | 0.00% |
| First Tr Exchange Traded Fd |
44.48%
38,935
|
$3,757,000 | 0.00% |
| Martin Marietta Matls Inc |
26.36%
5,717
|
$1,711,000 | 0.00% |
| Spdr S&p Midcap 400 Etf Tr |
25.74%
4,139
|
$1,711,000 | 0.00% |
| Comcast Corp New |
2.32%
43,305
|
$1,699,000 | 0.00% |
| Customers Bancorp Inc |
Opened
132
|
$1,664,000 | 0.00% |
| Eaton Corp Plc |
86.26%
12,850
|
$1,619,000 | 0.00% |
| American Wtr Wks Co Inc New |
49.87%
10,848
|
$1,614,000 | 0.00% |
| Stryker Corp. |
19.28%
8,102
|
$1,612,000 | 0.00% |
| Hancock John Pfd Income Fd I |
15.74%
89,452
|
$1,608,000 | 0.00% |
| The Southern Co. |
67.71%
22,329
|
$1,592,000 | 0.00% |
| Sherwin-Williams Co. |
8.48%
7,108
|
$1,592,000 | 0.00% |
| Phillips 66 |
11.20%
19,395
|
$1,590,000 | 0.00% |
| Texas Instrs Inc |
23.54%
10,328
|
$1,587,000 | 0.00% |
| Fidelity Comwlth Tr |
72.43%
36,230
|
$1,563,000 | 0.00% |
| Enviva Inc |
Opened
27,015
|
$1,546,000 | 0.00% |
| Kinder Morgan Inc |
251.53%
89,539
|
$1,501,000 | 0.00% |
| Danaher Corp. |
0.96%
5,798
|
$1,470,000 | 0.00% |
| PayPal Holdings Inc |
23.49%
20,969
|
$1,464,000 | 0.00% |
| Conocophillips |
20.09%
15,711
|
$1,411,000 | 0.00% |
| Invesco Exchange Traded Fd T |
Closed
20,717
|
$2,065,000 | |
| Dollar Gen Corp New |
106.10%
5,503
|
$1,351,000 | 0.00% |
| RumbleON Inc |
Opened
10,768
|
$1,349,000 | 0.00% |
| Kimberly-Clark Corp. |
52.15%
9,949
|
$1,345,000 | 0.00% |
| Devon Energy Corp. |
Opened
23,890
|
$1,317,000 | 0.00% |
| Schwab Charles Corp |
6.56%
20,145
|
$1,273,000 | 0.00% |
| Kayne Anderson Energy Infrst |
318.90%
151,618
|
$1,271,000 | 0.00% |
| First Tr Exchange Trad Fd Vi |
Closed
44,131
|
$1,269,000 | |
| Norfolk Southn Corp |
14.00%
5,511
|
$1,253,000 | 0.00% |
| First Tr Exchng Traded Fd Vi |
Opened
141,008
|
$3,795,000 | 0.00% |
| Spdr Index Shs Fds |
53.30%
25,034
|
$1,218,000 | 0.00% |
| Etf Ser Solutions |
Closed
43,558
|
$1,216,000 | |
| Main Str Cap Corp |
191.11%
31,492
|
$1,213,000 | 0.00% |
| Nushares Etf Tr |
2.21%
36,935
|
$1,212,000 | 0.00% |
| Schwab Strategic Tr |
99.25%
29,029
|
$1,579,000 | 0.00% |
| Walgreens Boots Alliance Inc |
222.41%
31,393
|
$1,190,000 | 0.00% |
| Delek Logistics Partners LP |
Opened
24,381
|
$1,187,000 | 0.00% |
| Putnam Mun Opportunities Tr |
Closed
82,267
|
$1,185,000 | |
| Paramount Global |
45.35%
47,910
|
$1,182,000 | 0.00% |
| Liberty Latin America Ltd |
Opened
150
|
$1,169,000 | 0.00% |
| VanEck ETF Trust |
10.16%
62,028
|
$2,010,000 | 0.00% |
| Micron Technology Inc. |
121.61%
20,140
|
$1,113,000 | 0.00% |
| Ares Capital Corp |
107.98%
60,433
|
$1,084,000 | 0.00% |
| Sempra |
41.47%
7,157
|
$1,075,000 | 0.00% |
| Oneok Inc. |
18.24%
19,355
|
$1,074,000 | 0.00% |
| Alps Etf Tr |
31.08%
31,031
|
$1,069,000 | 0.00% |
| Philip Morris International Inc |
56.89%
10,493
|
$1,036,000 | 0.00% |
| HCA Healthcare Inc |
464.16%
6,076
|
$1,021,000 | 0.00% |
| Nuveen Pfd & Incm Securties |
35.95%
139,958
|
$1,016,000 | 0.00% |
| Healthpeak Properties Inc |
43.66%
39,116
|
$1,013,000 | 0.00% |
| Crowdstrike Holdings Inc |
66.30%
5,962
|
$1,005,000 | 0.00% |
| Global Med Reit Inc |
189.61%
87,388
|
$981,000 | 0.00% |
| Western Midstream Partners L |
Opened
39,749
|
$966,000 | 0.00% |
| Starwood Ppty Tr Inc |
52.39%
46,225
|
$966,000 | 0.00% |
| Roblox Corporation |
Closed
9,255
|
$955,000 | |
| Netflix Inc. |
77.11%
5,400
|
$944,000 | 0.00% |
| Vanguard Intl Equity Index F |
Opened
18,551
|
$927,000 | 0.00% |
| Invesco Actively Managed Etf |
208.95%
18,704
|
$927,000 | 0.00% |
| Etfis Ser Tr I |
24.43%
43,264
|
$913,000 | 0.00% |
| Pennymac Mtg Invt Tr |
270.15%
64,984
|
$899,000 | 0.00% |
| Global Pmts Inc |
0.66%
8,095
|
$896,000 | 0.00% |
| Gxo Logistics Incorporated |
2.98%
20,705
|
$896,000 | 0.00% |
| Lightwave Logic Inc |
18.94%
135,931
|
$889,000 | 0.00% |
| Pacer Fds Tr |
Opened
20,531
|
$884,000 | 0.00% |
| Altria Group Inc. |
124.22%
21,137
|
$883,000 | 0.00% |
| Joint Corp |
Opened
154
|
$874,000 | 0.00% |
| Invesco Exch Traded Fd Tr Ii |
Opened
55,586
|
$1,314,000 | 0.00% |
| Office Pptys Income Tr |
222.10%
43,603
|
$870,000 | 0.00% |
| BCE Inc |
39.43%
17,591
|
$865,000 | 0.00% |
| Vanguard Admiral Fds Inc |
134.35%
3,909
|
$851,000 | 0.00% |
| Palo Alto Networks Inc |
2.87%
1,720
|
$850,000 | 0.00% |
| Carrier Global Corporation |
136.90%
23,643
|
$843,000 | 0.00% |
| Morgan Stanley |
166.86%
10,960
|
$834,000 | 0.00% |
| Industrial Logistics Pptys T |
86.04%
58,950
|
$830,000 | 0.00% |
| Freeport-McMoRan Inc |
18.66%
28,070
|
$821,000 | 0.00% |
| Gallagher Arthur J & Co |
No change
5,000
|
$815,000 | 0.00% |
| Twilio Inc |
5.42%
9,660
|
$810,000 | 0.00% |
| Wells Fargo Co New |
4.68%
20,611
|
$807,000 | 0.00% |
| Applied Matls Inc |
47.25%
8,788
|
$799,000 | 0.00% |
| Analog Devices Inc. |
Opened
5,357
|
$783,000 | 0.00% |
| Pembina Pipeline Corporation |
Opened
22,119
|
$782,000 | 0.00% |
| Credit Suisse Ag Nassau Brh |
258.61%
186,475
|
$776,000 | 0.00% |
| Moderna Inc |
101.82%
5,419
|
$774,000 | 0.00% |
| Illumina Inc |
Closed
2,005
|
$763,000 | |
| Lam Research Corp. |
131.30%
1,744
|
$743,000 | 0.00% |
| Iron Mtn Inc New |
54.20%
15,170
|
$739,000 | 0.00% |
| Dover Corp. |
28.99%
6,090
|
$739,000 | 0.00% |
| Aspen Aerogels Inc. |
Opened
1,694
|
$727,000 | 0.00% |
| First Tr Exchng Traded Fd Vi |
Closed
65,592
|
$1,828,000 | |
| Ishares Tr |
Closed
16,067
|
$1,831,000 | |
| Mondelez International Inc. |
19.71%
11,332
|
$704,000 | 0.00% |
| Ameriprise Finl Inc |
11.46%
2,943
|
$700,000 | 0.00% |
| Innovator Etfs Tr |
2.05%
25,510
|
$689,000 | 0.00% |
| Vuzix Corporation |
3.02%
96,327
|
$684,000 | 0.00% |
| Prudential Finl Inc |
43.62%
7,089
|
$678,000 | 0.00% |
| Wisdomtree Tr |
Opened
13,426
|
$676,000 | 0.00% |
| Vanguard Bd Index Fds |
51.76%
15,989
|
$1,238,000 | 0.00% |
| Truist Finl Corp |
259.20%
14,088
|
$668,000 | 0.00% |
| SBA Communications Corp |
61.93%
2,081
|
$666,000 | 0.00% |
| Trade Desk Inc |
22.31%
15,795
|
$662,000 | 0.00% |
| Curis Inc |
Opened
1,806
|
$661,000 | 0.00% |
| Vanguard Whitehall Fds |
0.69%
6,302
|
$641,000 | 0.00% |
| Service Corp Intl |
Closed
8,995
|
$639,000 | |
| Parker-Hannifin Corp. |
21.98%
2,592
|
$638,000 | 0.00% |
| Chubb Limited |
9.22%
3,241
|
$637,000 | 0.00% |
| Ark Etf Tr |
23.67%
24,742
|
$912,000 | 0.00% |
| Eog Res Inc |
1.68%
5,730
|
$633,000 | 0.00% |
| Penn Natl Gaming Inc |
Closed
12,196
|
$632,000 | |
| Spdr Ser Tr |
Closed
51,301
|
$1,814,000 | |
| Triplepoint Venture Growth B |
5.77%
49,246
|
$627,000 | 0.00% |
| Shell Plc |
Opened
11,922
|
$623,000 | 0.00% |
| National Healthcare Corp. |
Opened
8,766
|
$613,000 | 0.00% |
| WEC Energy Group Inc |
Opened
6,007
|
$605,000 | 0.00% |
| Henry Jack & Assoc Inc |
8.38%
3,362
|
$605,000 | 0.00% |
| Flexshares Tr |
0.27%
8,060
|
$600,000 | 0.00% |
| Deere & Co. |
10.48%
2,003
|
$600,000 | 0.00% |
| Intercontinental Exchange In |
8.16%
6,365
|
$599,000 | 0.00% |
| Invesco Exchange Traded Fd T |
Opened
29,607
|
$1,301,000 | 0.00% |
| Axon Enterprise Inc |
4.64%
6,303
|
$587,000 | 0.00% |
| Virtus Artificial Intelligen |
21.48%
36,176
|
$586,000 | 0.00% |
| Otis Worldwide Corporation |
Opened
8,279
|
$585,000 | 0.00% |
| International Paper Co. |
Opened
13,963
|
$584,000 | 0.00% |
| Nuveen Amt Free Mun Cr Inc F |
338.73%
44,035
|
$577,000 | 0.00% |
| Tractor Supply Co. |
47.75%
2,955
|
$573,000 | 0.00% |
| Flexshares Tr |
Closed
24,244
|
$562,000 | |
| American Centy Etf Tr |
Closed
6,935
|
$560,000 | |
| Enphase Energy Inc |
23.59%
2,829
|
$552,000 | 0.00% |
| American Express Co. |
9.46%
3,970
|
$550,000 | 0.00% |
| Proshares Tr |
Closed
19,027
|
$550,000 | |
| Automatic Data Processing In |
73.38%
2,618
|
$550,000 | 0.00% |
| Academy Sports & Outdoors In |
166.01%
15,165
|
$539,000 | 0.00% |
| Rivernorth Doubleline Strate |
126.51%
49,379
|
$538,000 | 0.00% |
| Capital One Finl Corp |
Opened
5,130
|
$534,000 | 0.00% |
| Nuveen S&p 500 Buy-write Inc |
253.49%
43,126
|
$533,000 | 0.00% |
| Builders Firstsource Inc |
Closed
6,208
|
$532,000 | |
| Upstart Holdings, Inc. |
Closed
3,509
|
$531,000 | |
| Snowflake Inc. |
Closed
1,564
|
$530,000 | |
| Vmware Inc. |
Opened
4,641
|
$529,000 | 0.00% |
| Fortive Corp |
Opened
9,654
|
$525,000 | 0.00% |
| Vanguard Bd Index Fds |
Closed
6,456
|
$522,000 | |
| Kraft Heinz Co |
Opened
13,575
|
$518,000 | 0.00% |
| Consolidated Edison, Inc. |
Opened
5,413
|
$515,000 | 0.00% |
| Coinbase Global Inc |
Closed
2,021
|
$510,000 | |
| DocuSign Inc |
33.50%
8,822
|
$506,000 | 0.00% |
| Stronghold Digital Mining In |
260.66%
48,689
|
$504,000 | 0.00% |
| Constellation Brands, Inc. |
55.47%
2,158
|
$503,000 | 0.00% |
| Marathon Pete Corp |
79.28%
6,049
|
$497,000 | 0.00% |
| American Elec Pwr Co Inc |
Opened
5,117
|
$491,000 | 0.00% |
| Nuveen Nasdaq 100 Dynamic Ov |
37.26%
22,381
|
$489,000 | 0.00% |
| Pnc Finl Svcs Group Inc |
18.41%
3,075
|
$485,000 | 0.00% |
| SoFi Technologies, Inc. |
51.49%
91,283
|
$481,000 | 0.00% |
| BP plc |
112.55%
16,906
|
$479,000 | 0.00% |
| MercadoLibre Inc |
20.61%
751
|
$478,000 | 0.00% |
| Vanguard Scottsdale Fds |
Closed
4,192
|
$696,000 | |
| Gilead Sciences, Inc. |
80.38%
7,612
|
$470,000 | 0.00% |
| Novartis AG |
39.09%
5,497
|
$465,000 | 0.00% |
| Amplify Etf Tr |
Closed
23,405
|
$981,000 | |
| Organon & Co |
Opened
7,734
|
$461,000 | 0.00% |
| General Mls Inc |
27.79%
6,083
|
$459,000 | 0.00% |
| British Amern Tob Plc |
25.22%
10,651
|
$457,000 | 0.00% |
| Guggenheim Taxable Municp Bo |
Opened
25,664
|
$456,000 | 0.00% |
| Ssga Active Etf Tr |
57.41%
10,749
|
$453,000 | 0.00% |
| Whirlpool Corp. |
23.08%
2,917
|
$452,000 | 0.00% |
| Fidelity Merrimack Str Tr |
76.35%
9,687
|
$451,000 | 0.00% |
| Paychex Inc. |
76.94%
3,921
|
$446,000 | 0.00% |
| Air Prods & Chems Inc |
56.02%
1,852
|
$445,000 | 0.00% |
| Genuine Parts Co. |
20.98%
3,344
|
$445,000 | 0.00% |
| Cummins Inc. |
117.33%
2,295
|
$444,000 | 0.00% |
| Hershey Company |
1.18%
2,057
|
$443,000 | 0.00% |
| UBS Group AG |
Closed
24,647
|
$440,000 | |
| Nuveen Mun Cr Opportunities |
Opened
35,530
|
$435,000 | 0.00% |
| Qorvo Inc |
1.77%
4,600
|
$434,000 | 0.00% |
| Fidelity Natl Information Sv |
Closed
3,962
|
$432,000 | |
| Fiserv, Inc. |
5.94%
4,852
|
$432,000 | 0.00% |
| Weyerhaeuser Co Mtn Be |
51.76%
12,997
|
$430,000 | 0.00% |
| Intuitive Surgical Inc |
32.66%
2,144
|
$430,000 | 0.00% |
| Liberty All-star Growth Fd I |
8.27%
73,285
|
$427,000 | 0.00% |
| Teradyne, Inc. |
Closed
2,611
|
$427,000 | |
| Vanguard Index Fds |
Closed
2,316
|
$424,000 | |
| Archer Daniels Midland Co. |
7.28%
5,367
|
$416,000 | 0.00% |
| Nuveen Ca Qualty Mun Income |
2.31%
33,627
|
$415,000 | 0.00% |
| Blackrock Floating Rate Inco |
7.86%
36,458
|
$415,000 | 0.00% |
| Edwards Lifesciences Corp |
149.43%
4,360
|
$415,000 | 0.00% |
| Zoetis Inc |
3.29%
2,417
|
$415,000 | 0.00% |
| CSW Industrials Inc |
No change
4,000
|
$412,000 | 0.00% |
| Medical Pptys Trust Inc |
212.50%
26,925
|
$411,000 | 0.00% |
| Asml Holding N V |
46.18%
861
|
$410,000 | 0.00% |
| Berkshire Hathaway Inc. |
Opened
1
|
$409,000 | 0.00% |
| Cincinnati Finl Corp |
Opened
3,440
|
$409,000 | 0.00% |
| Blackrock Innovation And Grw |
4.74%
51,548
|
$409,000 | 0.00% |
| Ark Etf Tr |
Closed
6,150
|
$617,000 | |
| First Tr Exchange Traded Fd |
Opened
24,412
|
$813,000 | 0.00% |
| Spotify Technology S.A. |
Closed
1,698
|
$397,000 | |
| L3Harris Technologies Inc |
Closed
1,855
|
$396,000 | |
| NVR Inc. |
Closed
67
|
$396,000 | |
| Cigna Corp. |
68.78%
1,493
|
$394,000 | 0.00% |
| Lauder Estee Cos Inc |
13.32%
1,523
|
$388,000 | 0.00% |
| Nuveen Inter Duration Mun Te |
Opened
29,735
|
$387,000 | 0.00% |
| Janus Detroit Str Tr |
30.81%
7,900
|
$387,000 | 0.00% |
| Annaly Capital Management In |
73.24%
64,677
|
$382,000 | 0.00% |
| Dell Technologies Inc |
Opened
8,155
|
$377,000 | 0.00% |
| First Tr Exchange-traded Fd |
Opened
15,714
|
$375,000 | 0.00% |
| Laboratory Corp Amer Hldgs |
11.42%
1,590
|
$373,000 | 0.00% |
| Hormel Foods Corp. |
1.09%
7,861
|
$372,000 | 0.00% |
| Mastec Inc. |
Opened
5,157
|
$370,000 | 0.00% |
| Aspira Womens Health Inc |
88.79%
630,520
|
$370,000 | 0.00% |
| First Tr Exchange Trad Fd Vi |
Opened
13,769
|
$368,000 | 0.00% |
| Etsy Inc |
9.02%
5,015
|
$367,000 | 0.00% |
| Healthcare Rlty Tr |
Closed
11,530
|
$365,000 | |
| Cara Therapeutics Inc |
21.60%
39,848
|
$364,000 | 0.00% |
| Airbnb, Inc. |
75.85%
4,088
|
$364,000 | 0.00% |
| Siren Etf Tr |
Closed
8,657
|
$364,000 | |
| Nuveen Calif Select Tax Free |
No change
26,626
|
$363,000 | 0.00% |
| Ventas Inc |
1.18%
7,039
|
$362,000 | 0.00% |
| Plains Gp Hldgs L P |
183.13%
34,893
|
$360,000 | 0.00% |
| TC Energy Corporation |
14.51%
6,924
|
$359,000 | 0.00% |
| Gamco Global Gold Nat Res & |
898.03%
99,803
|
$359,000 | 0.00% |
| Icahn Enterprises Lp |
Opened
7,460
|
$359,000 | 0.00% |
| Invesco Exch Traded Fd Tr Ii |
64.58%
5,757
|
$357,000 | 0.00% |
| Jackson Financial Inc |
Closed
8,546
|
$357,000 | |
| Block Inc |
12.53%
5,780
|
$355,000 | 0.00% |
| Lincoln Elec Hldgs Inc |
20.95%
2,875
|
$355,000 | 0.00% |
| Zoom Video Communications In |
Closed
1,920
|
$353,000 | |
| CME Group Inc |
Opened
1,719
|
$352,000 | 0.00% |
| Delta Air Lines, Inc. |
126.85%
12,148
|
$352,000 | 0.00% |
| Carvana Co. |
Closed
1,519
|
$352,000 | |
| Prologis Inc |
Closed
2,079
|
$350,000 | |
| Clough Global Equity Fd |
Opened
38,250
|
$349,000 | 0.00% |
| Us Bancorp Del |
65.64%
7,530
|
$347,000 | 0.00% |
| DCP Midstream LP |
18.64%
11,700
|
$346,000 | 0.00% |
| V F Corp |
Opened
7,805
|
$345,000 | 0.00% |
| Blackrock Muniyild Qult Fd I |
Closed
21,225
|
$343,000 | |
| Zebra Technologies Corporati |
38.32%
1,166
|
$343,000 | 0.00% |
| Gaming & Leisure Pptys Inc |
0.47%
7,445
|
$341,000 | 0.00% |
| Royal Dutch Shell PLC |
Closed
7,870
|
$341,000 | |
| Nuveen Quality Muncp Income |
Closed
21,163
|
$341,000 | |
| Fst Tr New Opport Mlp & Ene |
62.50%
58,500
|
$338,000 | 0.00% |
| Rockwell Automation Inc |
35.64%
1,686
|
$336,000 | 0.00% |
| Pinnacle West Cap Corp |
0.79%
4,581
|
$335,000 | 0.00% |
| Realty Income Corp. |
73.34%
4,864
|
$332,000 | 0.00% |
| Global Ship Lease Inc |
Opened
20,000
|
$330,000 | 0.00% |
| Agnc Invt Corp |
59.67%
29,756
|
$329,000 | 0.00% |
| Direxion Shs Etf Tr |
Closed
3,848
|
$328,000 | |
| Blackrock Mun Income Tr |
64.03%
30,585
|
$328,000 | 0.00% |
| Physicians Rlty Tr |
49.32%
18,687
|
$326,000 | 0.00% |
| Enviva Partners Lp |
Closed
4,579
|
$322,000 | |
| Vanguard World Fd |
54.83%
2,446
|
$322,000 | 0.00% |
| Dominos Pizza Inc |
8.98%
821
|
$320,000 | 0.00% |
| Kemper Corp |
Closed
5,432
|
$319,000 | |
| Dexcom Inc |
Closed
594
|
$319,000 | |
| Eastgroup Pptys Inc |
Opened
2,061
|
$318,000 | 0.00% |
| Tjx Cos Inc New |
61.62%
5,639
|
$315,000 | 0.00% |
| Rimini Str Inc Del |
Closed
52,633
|
$314,000 | |
| Cadence Design System Inc |
Closed
1,687
|
$314,000 | |
| SVB Financial Group |
3.22%
782
|
$309,000 | 0.00% |
| Allstate Corp (The) |
30.72%
2,430
|
$308,000 | 0.00% |
| Marvell Technology Inc |
72.03%
7,024
|
$306,000 | 0.00% |
| Twitter Inc |
Closed
7,049
|
$305,000 | |
| Piedmont Lithium Inc |
Closed
5,786
|
$304,000 | |
| Guggenheim Active Alloc Fd |
Opened
21,374
|
$304,000 | 0.00% |
| Colgate-Palmolive Co. |
39.13%
3,787
|
$303,000 | 0.00% |
| First Tr Exchange Traded Fd |
Closed
5,202
|
$300,000 | |
| Linde Plc |
Opened
1,044
|
$300,000 | 0.00% |
| Roku Inc |
Closed
1,309
|
$299,000 | |
| Ecolab, Inc. |
42.19%
1,933
|
$297,000 | 0.00% |
| Restaurant Brands International Inc |
0.05%
5,885
|
$295,000 | 0.00% |
| Nuveen California Muni Vlu F |
No change
33,782
|
$295,000 | 0.00% |
| Bunge Limited |
3.81%
3,228
|
$293,000 | 0.00% |
| Palantir Technologies Inc. |
11.00%
32,114
|
$291,000 | 0.00% |
| ServiceNow Inc |
3.75%
609
|
$290,000 | 0.00% |
| Brookfield Infrast Partners |
Opened
7,595
|
$290,000 | 0.00% |
| Western Asset Investment Gra |
Closed
18,350
|
$287,000 | |
| Clough Global Opportunities |
Opened
38,650
|
$284,000 | 0.00% |
| Entergy Corp. |
Opened
2,516
|
$283,000 | 0.00% |
| KeyCorp |
85.11%
16,440
|
$283,000 | 0.00% |
| Lululemon Athletica inc. |
18.13%
1,034
|
$282,000 | 0.00% |
| Schwab Strategic Tr |
Opened
4,853
|
$281,000 | 0.00% |
| McCormick & Co., Inc. |
6.74%
3,357
|
$279,000 | 0.00% |
| Cloudflare Inc |
Closed
2,125
|
$279,000 | |
| Moodys Corp |
Opened
1,022
|
$278,000 | 0.00% |
| S&P Global Inc |
Opened
826
|
$278,000 | 0.00% |
| Veeva Sys Inc |
23.44%
1,401
|
$277,000 | 0.00% |
| Columbia Seligm Prem Tech Gr |
Opened
11,015
|
$276,000 | 0.00% |
| Cheniere Energy Inc. |
Opened
2,064
|
$275,000 | 0.00% |
| Progressive Corp. |
Opened
2,363
|
$275,000 | 0.00% |
| Robinhood Mkts Inc |
Closed
15,500
|
$275,000 | |
| GSK Plc |
Closed
6,204
|
$274,000 | |
| Virtus Convertible & Income |
124.24%
74,000
|
$272,000 | 0.00% |
| Berkley W R Corp |
Opened
3,974
|
$271,000 | 0.00% |
| B. Riley Financial Inc |
177.99%
6,402
|
$270,000 | 0.00% |
| Continental Res Inc |
Closed
6,028
|
$270,000 | |
| Nuveen Floating Rate Income |
136.02%
32,153
|
$268,000 | 0.00% |
| Graniteshares Gold Tr |
10.62%
14,942
|
$268,000 | 0.00% |
| Nuveen Amt Free Qlty Mun Inc |
18.11%
22,686
|
$267,000 | 0.00% |
| Public Svc Enterprise Grp In |
15.56%
4,226
|
$267,000 | 0.00% |
| Tfs Finl Corp |
Opened
19,433
|
$267,000 | 0.00% |
| Repligen Corp. |
Closed
1,008
|
$267,000 | |
| Brookfield Real Assets Incom |
Opened
14,355
|
$265,000 | 0.00% |
| Nuveen Municipal Credit Inc |
63.81%
21,078
|
$265,000 | 0.00% |
| Lucid Group, Inc. |
51.08%
15,440
|
$265,000 | 0.00% |
| Tekla World Healthcare Fd |
Opened
18,327
|
$264,000 | 0.00% |
| Targa Res Corp |
Opened
4,429
|
$264,000 | 0.00% |
| Oxford Lane Cap Corp |
Opened
46,092
|
$262,000 | 0.00% |
| Global X Fds |
Opened
12,675
|
$260,000 | 0.00% |
| Albemarle Corp. |
Closed
1,110
|
$259,000 | |
| Novavax, Inc. |
153.47%
5,044
|
$259,000 | 0.00% |
| DigitalOcean Holdings, Inc. |
19.16%
6,270
|
$259,000 | 0.00% |
| Pool Corporation |
Closed
454
|
$257,000 | |
| Teladoc Health Inc |
Closed
2,779
|
$255,000 | |
| Ishares U S Etf Tr |
Closed
5,100
|
$255,000 | |
| Telos Corp Md |
Opened
31,415
|
$254,000 | 0.00% |
| Unity Software Inc. |
Closed
1,777
|
$254,000 | |
| Humana Inc. |
Closed
546
|
$253,000 | |
| Uber Technologies Inc |
20.83%
12,353
|
$253,000 | 0.00% |
| Motorola Solutions Inc |
Closed
933
|
$253,000 | |
| No transactions found in first 500 rows out of 692 | |||
| Showing first 500 out of 692 holdings | |||
Hedge funds similar to B. Riley Wealth Management
- Family Cfo Inc
- Barclays PLC
- Allianz Asset Management Gmbh
- State Farm Mutual Automobile Insurance Co
- Mayo Clinic
- Victory Capital Management Inc
- Blackrock Investment Management
- Renaissance Technologies
- Fil Ltd
- Pictet Asset Management Ltd
- Moon Capital Management
- Teachers Advisors
- First Trust Advisors L.P.
- Oppenheimerfunds