Dorfman Investments LLC (Boston)

Name: Dorfman Investments LLC
Address: One Federal Street, Boston, MA, 02110
Telephone: 617-630-8000

Dorfman Investments LLC is a large advisory firm based in Boston. It manages $90.04 million of regulatory assets for 165 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Florida, Massachusetts, and 6 other states.

Dorfman Investments provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dorfman Investments: assets under management

The assets under management (AUM) of Dorfman Investments LLC is $90.04 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 184% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $90.04 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $545.69 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dorfman Investments LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dorfman Investments LLC

John Roger Dorfman has been acting as President since 1 Aug 1999. Michael Douglas Haight joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Roger Dorfman	President	1 Aug 1999	75% - 100%	4374880
Lisa Marie Terpak	Chief financial officer	1 Jan 2003	Other	4578814
Yuji Koga	Managing director	1 Jan 2003	Other	4375705
Lisa Marie Dutot	Chief financial officer, chief compliance officer	1 Jan 2003	Other	4578814
Menachem Cohen	Director of marketing	1 Jul 2003	Other	4717363
Michael Douglas Haight	Managing director	1 May 2004	Other	4220012

Based in Boston

The principal office where Dorfman Investments LLC performs its advisory services is located at One Federal Street, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-630-8000 or by fax 617-574-6017. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.dorfmaninvestments.com.