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Carruthers, Brian, Roger (Laguna Beach)


Carruthers, Brian, Roger is an adviser based in Laguna Beach. It manages $65.6 million of regulatory assets for 120 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of California.

Carruthers, Brian, Roger provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Carruthers, Brian, Roger: assets under management

The assets under management (AUM) of Carruthers, Brian, Roger is $65.6 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 119% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $65.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $546.67 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Carruthers, Brian, Roger for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Laguna Beach

The principal office where Carruthers, Brian, Roger performs its advisory services is located at 301 Forest Avenue, Laguna Beach, CA 92651, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 949-464-1900 or by fax 949-464-1400. The normal business hours are by appointment on Monday - Friday.


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