Lavien Advisors, LLC (New York)

Name: Lavien Advisors, LLC
Address: 345 Seventh Avenue, New York, NY, 10001
Telephone: 212-418-1700

Lavien Advisors, LLC is a mid-sized advisory firm based in New York. It manages $42.65 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of New York.

Lavien Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lavien Advisors: assets under management

The assets under management (AUM) of Lavien Advisors, LLC is $42.65 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $42.65 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $10.66 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lavien Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michael Anthony Huber serves?

The only and largest group of clients of Michael Anthony Huber is pooled investment vehicles with 4 clients and $42.65 million of assets under management. Among the 1 most similar advisory firms, Lavien Advisors has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $42.65 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Lavien Advisors also advises several private funds. Namely, two hedge funds and two private equity funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $1,000,000.

Careers at Lavien Advisors, LLC

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Michael Anthony Huber has been acting as President since 1 Feb 2012. Susan Fung Yee joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Anthony Huber	President	1 Feb 2012	75% - 100%	2785943
Brian Gene Bytof	Chief compliance officer	1 Mar 2018	Other	5149508
Susan Fung Yee	Chief compliance officer	1 Sep 2018	Other	7051502

Based in New York

The principal office where Lavien Advisors, LLC performs its advisory services is located at 345 Seventh Avenue, New York, NY 10001, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-418-1700. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at laviengroup.com/.