Arrowhawk Capital Partners Liquid Markets, LLC (Darien)

Name: Arrowhawk Capital Partners Liquid Markets, LLC
Address: 1120 Boston Post Road, Darien, CT, 06820
Telephone: 203-202-3816

Arrowhawk Capital Partners Liquid Markets, LLC is a large advisory firm based in Darien. It manages $445 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Connecticut.

Arrowhawk Capital Partners Liquid Markets provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Arrowhawk Capital Partners Liquid Markets: assets under management

The assets under management (AUM) of Arrowhawk Capital Partners Liquid Markets, LLC is $445 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 102% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $445 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $49.44 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Arrowhawk Capital Partners Liquid Markets, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Arrowhawk Capital Partners Liquid Markets, LLC

Michael C Litt has served as the Chief Investment Officer since 1 Dec 2008. Serge Riopel joined the executive team most recently as the Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael C Litt	Chief investment officer	1 Dec 2008	Other	1420449
Llc Arrowhawk Capital Partners	Owner/managing member	1 Dec 2008	50% - 75%	26-3874997
Michael Carl Litt	Chief investment officer	1 Dec 2008	Other	1420449
Xiao Hong Jing	General counsel and chief compliance officer	1 Jan 2009	Other	4506511
Xiao Hong (Nmn) Jing	General counsel and chief compliance officer	1 Jan 2009	Other	4506511
Walter Robert Dahl	Chief operating officer	1 Oct 2009	Other	1224929

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Michael C Litt	Owner/manager	1 May 2007	50% - 75%	1420449
Walter Robert Dahl	Owner/manager	1 May 2007	Other	1224929
Stephen Ford Wiggins	Owner/manager	1 May 2007	Other	4348969
Michael Carl Litt	Member/manager	1 May 2007	50% - 75%	1420449
Roy W. Lennox	Owner/manager	1 Feb 2009	Other	4141866
Roy Wallace Lennox	Member/manager	1 Feb 2009	Other	4141866
Olav N Refvik	Owner/manager	1 Jun 2009	Other	2067348
Olav (Nmn) Refvik	Member/manager	1 Jun 2009	Other	2067348
Serge Riopel	Manager	1 Apr 2010	Other	5905632

Based in Darien

The principal office where Arrowhawk Capital Partners Liquid Markets, LLC performs its advisory services is located at 1120 Boston Post Road, Darien, CT 06820, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-202-3816 or by fax 203-662-1183. The normal business hours are 8:30am-5:30pm on Monday - Friday. You can find more information about the New York firm at www.arrowhawkpartners.com.