View Capital Ria, LP (Dallas)

Name: View Capital Ria, LP
Address: 2727 N. Harwood Street, Dallas, TX, 75201
Telephone: 214-855-2550

View Capital Ria, LP is a large advisory firm based in Dallas. It manages $1.02 billion of regulatory assets for 1,008 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Florida, Louisiana, Texas, and Virginia.

View Capital Ria provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

View Capital Ria: assets under management

The assets under management (AUM) of View Capital Ria, LP is $1.02 billion. The firm's AUM has grown by 90% since the beginning of its operation, and $281.85 million of the total AUM is attributable to clients outside of the United States.

The firm manages $108.6 million in discretionary accounts and $909.01 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.31 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $982.71 thousand.

Investments

The firm invests in pooled investment vehicles the most. They account for 33% of the total AUM. The second-largest asset type is exchange traded securities, which make up 30% of the firm’s portfolio. Investments in cash and cash equivalents form 17% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay View Capital Ria, LP for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients View Capital Ria serves?

The firm provides services to high net worth individuals, pooled investment vehicles, and sovereign wealth funds and foreign official institutions. The largest group of clients of View Capital Ria is high net worth individuals with 84 clients and $1 billion of assets under management. Among the 10 most similar advisory firms, View Capital Ria has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $1.02 billion for 87 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 28% of the firm’s clients are foreign persons or businesses.

View Capital Ria also advises several private funds. Namely, one other private fund and one private equity fund. The minimum investment commitment required of non-related persons ranges from $25,000 to $65,000.

Careers at View Capital Ria, LP

The company employs 16 people that are either part- or full-time employees. 63 percent of the employees work as investment advisers or researchers. 9 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Rcb Partners	General partner	1 Nov 2003	Other	20-0378416
Llc View Capital Advisors	Limted partner	1 Nov 2003	75% - 100%	86-1087726
Jeffrey Gordon Rupp	Chief compliance officer	1 Nov 2003	Other	1505247

Based in Dallas

The principal office where View Capital Ria, LP performs its advisory services is located at 2727 N. Harwood Street, Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 214-855-2550 or by fax 214-855-2555. The normal business hours are 8:30 to 4:00 central on Monday - Friday. You can find more information about the New York firm at view-cap.com.