Huesler Financial Consulting Ag (Lucerne)

Name: Huesler Financial Consulting Ag
Address: Winkelriedstrasse 35, Lucerne, 6003
Telephone: 41412108484

Huesler Financial Consulting Ag is an adviser based in Lucerne. It manages $77.7 million of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2016.

Huesler Financial Consulting Ag provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Huesler Financial Consulting Ag: assets under management

The assets under management (AUM) of Huesler Financial Consulting Ag is $77.7 million. The firm's AUM has grown by 12% since the beginning of its operation, and $8.5 million of the total AUM is attributable to clients outside of the United States.

The firm manages $17.1 million in discretionary accounts and $60.6 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.55 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $3.56 million.

Investments

The firm invests in exchange traded securities the most. They account for 62% of the total AUM. The second-largest asset type is investment and business development companies, which make up 19% of the firm’s portfolio. Investments in investment grade corporate bonds form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Huesler Financial Consulting Ag for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Huesler Financial Consulting Ag serves?

The only and largest group of clients of Huesler Financial Consulting Ag is high net worth individuals with 24 clients and $76.2 million of assets under management. Among the 0 most similar advisory firms, Huesler Financial Consulting Ag has the 0th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $76.2 million for 24 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 95% of the firm’s clients are foreign persons or businesses.

Huesler Financial Consulting Ag doesn't advise any private funds.

Careers at Huesler Financial Consulting Ag

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rolf Huesler	Managing partner, chief executive manager & chief compliance officer	1 Jan 2015	75% - 100%	6704569

Based in Lucerne

The principal office where Huesler Financial Consulting Ag performs its advisory services is located at Winkelriedstrasse 35, Lucerne, 6003, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 41412108484 or by fax 41412108485. The normal business hours are 10:00 am - 03:00 pm on Monday - Friday. You can find more information about the New York firm at hufico.ch.