Deepbriar Capital Management LLC (Stamford)

Name: Deepbriar Capital Management LLC
Address: 1 Landmark Square, Suite 606, Stamford, CT, 06901
Telephone: (203) 561-4733

Deepbriar Capital Management LLC is an adviser based in Stamford. It manages $4.2 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Connecticut.

Deepbriar Capital Management provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Deepbriar Capital Management: assets under management

The assets under management (AUM) of Deepbriar Capital Management LLC is $4.2 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $4.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.2 million each.

Investments

The firm invests in exchange traded securities the most. They account for 40% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 30% of the firm’s portfolio. Investments in investment grade corporate bonds form 25% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Deepbriar Capital Management LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Deepbriar Capital Management LLC

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Redgaie Finn	Managing member & chief compliance officer	1 Nov 2017	75% - 100%	6872833

Based in Stamford

The principal office where Deepbriar Capital Management LLC performs its advisory services is located at 1 Landmark Square, Suite 606, Stamford, CT 06901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (203) 561-4733. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at deepbriar.com.