Fischer Investment Strategies, LLC (Westlake Village)

Name: Fischer Investment Strategies, LLC
Address: 920 Hampshire Road, Westlake Village, CA, 91361 6039
Telephone: 805-418-7686

Fischer Investment Strategies, LLC is a large advisory firm based in Westlake Village. It manages $109.21 million of regulatory assets for 684 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of California and Texas.

Fischer Investment Strategies provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Fischer Investment Strategies: assets under management

The assets under management (AUM) of Fischer Investment Strategies, LLC is $109.21 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 446% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $109.21 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $159.67 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 83% of the total AUM. The second-largest asset type is exchange traded securities, which make up 6% of the firm’s portfolio. Investments in investment grade corporate bonds form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fischer Investment Strategies, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fischer Investment Strategies serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Fischer Investment Strategies is individuals with 205 clients and $59.22 million of assets under management. Among the 11 most similar advisory firms, Fischer Investment Strategies has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $109.21 million for 235 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Fischer Investment Strategies doesn't advise any private funds.

Careers at Fischer Investment Strategies, LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Theodore James Fischer	Managing member & chief compliance officer	1 Nov 2011	75% - 100%	2557085
Theodore James Fischer	Managing member & chief compliance officer	1 Dec 2011	75% - 100%	2557085

Based in Westlake Village

The principal office where Fischer Investment Strategies, LLC performs its advisory services is located at 920 Hampshire Road, Westlake Village, CA 91361 6039, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 805-418-7686 or by fax 866-279-7711. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at fischerinvestmentstrategies.com.