Centerfield Management Iii, Inc (Indianapolis)

Name: Centerfield Management Iii, Inc
Address: 10 W. Market Street, Suite 3000, Indianapolis, IN, 46204 2940
Telephone: 317-237-2323

Centerfield Management Iii, Inc is a large advisory firm based in Indianapolis. It manages $171.15 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Indiana.

Centerfield Management Iii provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Centerfield Management Iii: assets under management

The assets under management (AUM) of Centerfield Management Iii, Inc is $171.15 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $171.15 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $34.23 million each.

Centerfield Management Iii has custody of $171.15 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Centerfield Management Iii, Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Centerfield Management Iii serves?

The only and largest group of clients of Centerfield Management Iii is pooled investment vehicles with 5 clients and $171.15 million of assets under management. Among the 8 most similar advisory firms, Centerfield Management Iii has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $171.15 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Centerfield Management Iii also advises several private funds. Namely, five private equity funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $1,000,000.

Careers at Centerfield Management Iii, Inc

The company employs 12 people that are either part- or full-time employees. 92 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Andrew Hiatt	Founding partner, chairman	1 Jun 2000	25% - 50%	6026842
David Scott Lutzke	Founding partner, president	1 Jun 2000	25% - 50%	2725679
Matthew Caroll Hook	Partner, treasurer	1 Jul 2002	Other	6026847
Ahmad Faraz Abbasi	Partner, secretary	1 Jan 2007	Other	6026850
Michael A. Miller	Partner, treasurer	1 Apr 2007	Other	6933132
Mark Aaron Hollis	Partner, secretary	1 Apr 2007	Other	5058221
Jacqueline Ann Byers	Chief compliance officer, chief financial officer	1 Apr 2012	Other	6179951

Based in Indianapolis

The principal office where Centerfield Management Iii, Inc performs its advisory services is located at 10 W. Market Street, Suite 3000, Indianapolis, IN 46204 2940, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 317-237-2323 or by fax 317-237-2325. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at centerfieldcapital.com.