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Alexandra & James Advisory Services, LLC (New York)


Alexandra & James Advisory Services, LLC is a large advisory firm based in New York. It manages $387.11 million of regulatory assets for 514 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

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Alexandra & James Advisory Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Alexandra & James Advisory Services: assets under management

The assets under management (AUM) of Alexandra & James Advisory Services, LLC is $387.11 million. The firm's AUM has grown by 312% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $369.14 million in discretionary accounts and $17.98 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $741.24 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.12 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Alexandra & James Advisory Services, LLC for their services and products based on a percentage of assets under management, commissions, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
James Beymer Lebenthal Member 1 Sep 2007 25% - 50% 1853491
Alexandra Lebenthal Managing member 1 Sep 2007 50% - 75% 1638099
James A. Lebenthal Family Trust Member 1 Jun 2008 25% - 50% 13-7303733

Based in New York

The principal office where Alexandra & James Advisory Services, LLC performs its advisory services is located at 521 Fifth Avenue, New York, NY 10175, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-425-6006 or by fax 212-981-6798. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.alexandraandjames.com.


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