T. Rowe Price Japan, Inc. (Chiyoda Ku, Tokyo)

Name: T. Rowe Price Japan, Inc.
Address: Grantokyo South Tower 7 Th F 9 2,, Chiyoda Ku, Tokyo, 100 6607
Telephone: 81 3 6758 3820

T. Rowe Price Japan, Inc. is a large advisory firm based in Chiyoda Ku, Tokyo. It manages $4.01 billion of regulatory assets for 33 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Maryland.

T. Rowe Price Japan provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

T. Rowe Price Japan: assets under management

The assets under management (AUM) of T. Rowe Price Japan, Inc. is $4.01 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and $1.75 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $4.01 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $121.46 million each.

Investments

The firm invests in exchange traded securities the most. They account for 68% of the total AUM. The second-largest asset type is other assets, which make up 24% of the firm’s portfolio. Investments in investment and business development companies form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay T. Rowe Price Japan, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Scott E Keller serves?

The firm provides services to investment companies, charitable organizations, pooled investment vehicles, pension and profit sharing plans, and sovereign wealth funds and foreign official institutions. The largest group of clients of Scott E Keller is investment companies with 5 clients and $2.19 billion of assets under management. Among the 10 most similar advisory firms, T. Rowe Price Japan has the 4th highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $4.01 billion for 33 clients. 73% of the firm’s clients are foreign persons or businesses.

T. Rowe Price Japan also advises several private funds. Namely, two other private funds. The minimum investment commitment required of non-related persons is $90 for each fund.

Careers at T. Rowe Price Japan, Inc.

The company employs 40 people that are either part- or full-time employees. 20 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Scott E Keller has been acting as President since 1 Apr 2018. Nicholas Scott Trueman joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Scott E Keller	Director	1 Apr 2018	Other	6414432
Keswaral Nmn Visuvalingham	Director	1 Apr 2018	Other	5870321
Inc. T. Rowe Price Associates	Direct owner	1 Apr 2018	75% - 100%	52-2264646
Naoyuki Honda	Director	1 Apr 2018	Other	1312138
Tateomi Fujino	Director	1 Apr 2018	Other	5559080
David Nmn Oestreicher	Cheif legal counsel	1 Apr 2018	Other	4594569
Jeremy M Mi Only Fisher	Cheif compliance officer	1 Apr 2018	Other	5401387
Phillipe Maurice Jacques Ayral	Director	1 Apr 2018	Other	6916126
Archibald Ciganer	Director	1 Apr 2018	Other	6916132
Hiroshi Watanabe	Director	1 Apr 2018	Other	6916135
Kuniaki Doi	Director	1 Apr 2018	Other	2650625
Yasuo Miyajima	Director	1 Apr 2018	Other	6916141
Nicholas Scott Trueman	Director	1 Jan 2019	Other	7090925

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. T. Rowe Price Group	Indirect owner	1 Jan 2011	75% - 100%	52-2264646

Based in Chiyoda Ku, Tokyo

The principal office where T. Rowe Price Japan, Inc. performs its advisory services is located at Grantokyo South Tower 7 Th F 9 2,, Chiyoda Ku, Tokyo, 100 6607, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 81 3 6758 3820. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at troweprice.com.