Manulife Financial Securities LLC (Boston)

Manulife Financial Securities LLC is a pension cosultant based in Boston. It manages $137.39 million of regulatory assets for 528 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Manulife Financial Securities provides portfolio management for individuals and small businesses and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Manulife Financial Securities: assets under management

The assets under management (AUM) of Manulife Financial Securities LLC is $137.39 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1801% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $137.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $260.21 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Manulife Financial Securities LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Manulife Financial Securities LLC

James David Gallagher has been acting as President since 1 Jul 2002. Kevin Spelman Hill joined the executive team most recently as the Executive Vice President, Managed Accounts.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Gilmore Reive	Chief financial officer	1 Aug 2001	Other	1987582
Robert Allen Cook	Manager	1 Aug 2001	Other	4032498
John Gysbertus Vrysen	Manager	1 Aug 2001	Other	1504511
The Manufacturers Life Insurance Company (U.S.A.)	Owner	1 Aug 2001	75% - 100%	01-0233346
Gretchen Hillary Swanz	Secretary	1 Oct 2001	Other	xxx-xx-xxxx
Janelle Ruth Cann	Vp	1 Dec 2001	Other	4217814
Christopher Michael Walker	President, chief compliance officer, manager	1 Mar 2002	Other	4302554
Laura Kimberley Mclaughlin	Vp, chief operating officer	1 Mar 2002	Other	2631464
Thomas Gilmore Reive	Financial operations principal	1 Jul 2002	Other	1987582
Robert Allen Cook	Executive vice president, us insurance	1 Jul 2002	Other	4032498
Christopher Michael Walker	Vice president and chief compliance officer	1 Jul 2002	Other	4302554
John Gysbertus Vrysen	Executive vice president, us annuities	1 Jul 2002	Other	1504511
Laura Kimberley Mclaughlin	Chief operations officer	1 Jul 2002	Other	2631464
John David Iii Desprez	Chairman and chief executive officer	1 Jul 2002	Other	2242982
James David Gallagher	President	1 Jul 2002	Other	712951
Marc Costantini	Executive vice president, managed accounts	1 Jul 2002	Other	4469603
Terrence Patrick Mahoney	Assistant secretary	1 Jul 2002	Other	4581029
Brian Douglas Collins	Vice president, us taxation	1 Jul 2002	Other	5249
John Richard Ostler	Chief financial officer	1 Jul 2002	Other	5249
Terence Patrick Mr. Mahoney	Assistant secretary	1 Jul 2002	Other	4581029
John Richard Mr. Ostler	Treasurer	1 Jul 2002	Other	4582136
Andrew Corselli	Secretary	1 Jul 2002	Other	4622303
Peter Goodall Copestake	Vice president, finance	1 Dec 2002	Other	4620437
Kevin Spelman Hill	Executive vice president, managed accounts	1 Mar 2004	Other	1784175

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Manulife Financial Corporation	Shareholder	1 Aug 2001	75% - 100%	foreign
The Manufacturers Life Insurance Company	Shareholder	1 Aug 2001	75% - 100%	foreign
The Manufacturers Investment Corporation	Shareholder	1 Aug 2001	75% - 100%	38-3261832

Based in Boston

The principal office where Manulife Financial Securities LLC performs its advisory services is located at 73 Tremont Street, Boston, MA 02108 3915 The mailing address of the firm is P.O. Box 4700, Buffalo, NY 14240 4700. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-932-4304 or by fax 617-854-8610. The normal business hours are 8:30am - 5:00pm est on Monday - Friday.