Alex. Brown Realty, Inc. (Baltimore)

Name: Alex. Brown Realty, Inc.
Address: 300 East Lombard Street, Baltimore, MD, 21202 3219
Telephone: 410-727-4083

Alex. Brown Realty, Inc. is a large advisory firm based in Baltimore. It manages $303.04 million of regulatory assets for 16 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of Maryland.

Alex. Brown Realty provides portfolio management for pooled investment vehicles, selection of other advisers, and real estate advisory services (debt and equity). It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Alex. Brown Realty: assets under management

The assets under management (AUM) of Alex. Brown Realty, Inc. is $303.04 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and $2.04 million of the total AUM is attributable to clients outside of the United States.

The firm manages $303.04 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18.94 million each.

Alex. Brown Realty has custody of $264.69 million in cash and securities for 16 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Alex. Brown Realty, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jack Symington Griswold serves?

The only and largest group of clients of Jack Symington Griswold is pooled investment vehicles with 20 clients and $303.04 million of assets under management. Among the 12 most similar advisory firms, Alex. Brown Realty has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $303.04 million for 20 clients. 10% of the firm’s clients are foreign persons or businesses.

Alex. Brown Realty also advises several private funds. Namely, five hedge funds, twenty two real estate funds, and one other private fund. The minimum investment commitment required of non-related persons ranges from $0 to $2,000,000.

Careers at Alex. Brown Realty, Inc.

The company employs 28 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jack Symington Griswold has been acting as President since 1 Jun 1982. Thomas Richard Burton joined the executive team most recently as the President, Cio, And Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jack Symington Griswold	Director	1 Jun 1982	Other	230477
John Mason Prugh	Ceo, president, director and shareholder	1 Jan 1984	Other	710771
Timothy Michael Gisriel	Cfo and vice president	1 Jan 1989	Other	1347715
Peter Ernest Bancroft	Sr. vice president and director	1 Jan 1989	Other	1231885
Edgar Robert Kent	Director	1 Oct 1991	Other	268076
L.P. Jmi Investments 1992	Shareholder (5% or more)	1 May 1993	Other	76-0365522
Charles Edwards Noell	Director	1 May 1993	Other	5807688
Paul Caron	Director	1 May 1993	Other	5807844
Charles S Noell	Director	1 May 1993	Other	5807688
Paul Menard Caron	Director	1 May 1993	Other	5807844
Thomas Richard Burton	Coo, cio, vice president and director	1 Jan 1994	Other	2286972
Kathleen Marie Flynn	Vice president	1 Jan 1998	Other	2286973
Kathleen M Flynn	Vice president	1 Jan 1998	Other	2286973
Knollwood Investment Partnership	Shareholder (5% or more)	1 Sep 1999	Other	52-2095380
Peter Ernest Bancroft	Shareholder (5% or more)	1 Oct 1999	Other	1231885
Terry Fredrick Hall	Shareholder (5% or more)	1 Oct 1999	Other	1933507
Robert Huether	Vice president	1 Jan 2001	Other	5807849
Robert Lawrence Huether	Vice president	1 Jan 2001	Other	5807849
Judith Needham	Director	1 Feb 2002	Other	707069
Judith Nmn Needham	Director	1 Feb 2002	Other	707069
Bunting Family Private Fund Llc	Shareholder (5% or more)	1 Feb 2007	Other	20-2854984
Knollwood Investment Fund Llc	Shareholder (5% or more)	1 Feb 2007	Other	20-2854984
David Ethan Wolfe	Chief compliance officer and general counsel	1 Jun 2008	Other	5947282
Timothy Ryan	Chief compliance officer	1 Jun 2010	Other	5808006
Timothy Lawrence Ryan	Chief compliance officer	1 Jun 2010	Other	5808006
David Ethan Wolfe	Chief compliance officer	1 Jun 2011	Other	5947282
Martin Joseph West	Vice president	1 Jul 2011	Other	4381904
Marc Guenter Bunting	Director	1 Nov 2012	Other	6157333
Jack S. Griswold Family Enterprises Trust Agreement Dtd 10/24/12	Shareholder	1 Dec 2012	Other	38-7065180
Lawrence Emery Collins	Vice president	1 Jun 2013	Other	6217668
Lawrence Emory Collins	Vice president	1 Jun 2013	Other	6217668
R. Dixon H. Harvey	Director	1 Mar 2015	Other	4564006
Robert Dixon Hopkins Harvey	Director	1 Mar 2015	Other	4564006
Robert Dixon Hopkins Harvey	Director	1 Mar 2016	Other	4564006
Edward Peter Nordberg	Director and shareholder	1 Aug 2018	Other	5710993
Edward Peter Nordberg	Director, vice president, and shareholder	1 Apr 2019	Other	5710993
Thomas Richard Burton	President, cio, and director	1 Jul 2019	Other	2286972

Indirect Owners

The SEC currently registers 55 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
George Lloyd Bunting	Trustee	1 Apr 1990	Other	5817048
Charles S Noell	President and ceo	1 Mar 1992	Other	5807688
John And Rebecca Moores Family Trust	Shareholder	1 Mar 1992	75% - 100%	xxx-xx-xxxx
Charles Edwards Noell	President and ceo	1 Mar 1992	Other	5807688
George Lloyd Bunting	Operating committee member	1 Feb 1993	Other	5817048
The Nellie Bunting Revocable Trust Dated 12/28/1961	Member	1 Feb 1993	25% - 50%	52-6030436
The Db Mears Revocable Trust Dated 1/12/1962	Member	1 Feb 1993	25% - 50%	52-6048105
George Lloyd Bunting	Investment committee member	1 Jul 1997	Other	5817048
Judith Nmn Needham	Trustee	1 Jul 1997	Other	707069
The Bunting Family I Limited Liability Company	General partner	1 Mar 1998	Other	52-1808697
Bunting Family Llc 1	General partner	1 Mar 1998	Other	52-1808697
John And Rebecca Moores Family Trust	Limited partner	1 May 2003	50% - 75%	xxx-xx-xxxx
Rebecca Bass Moores	Trustee/beneficiary	1 May 2003	50% - 75%	2439628
John Moores	Trustee/beneficiary	1 May 2003	50% - 75%	2439681
John Jay Moores	Trustee/beneficiary	1 May 2003	50% - 75%	2439681
Dorothy Williams Bunting Living Trust	Limited partner	1 Sep 2004	75% - 100%	52-6461385
Northern Trust Company Of Delaware	Trustee	1 Dec 2004	Other	36-7158276
George Lloyd Bunting	Operating committee member	1 Apr 2005	Other	5817048
Judith Nmn Needham	Operating committee member	1 Apr 2005	Other	707069
Nellie Bunting 12/11/1936 Trust	Member	1 Apr 2005	75% - 100%	52-6027915
Northern Trust Company Of Delaware	Trustee	1 Dec 2005	Other	36-7158276
El Camino Advisors Llc	Managing general partner	1 Jan 2006	Other	33-0921126
Inc. Jmi Services	Non-voting, non-managing gp	1 Jan 2006	Other	76-0334374
John Moores	Managing member	1 Jan 2006	50% - 75%	2439681
John Jay Moores	Managing member	1 Jan 2006	50% - 75%	2439681
Charles Edwards Noell	Managing member	1 Feb 2006	25% - 50%	5807688
Charles S Noell	Managing member	1 Feb 2006	25% - 50%	5807688
Bryant Walter Burke	Managing member	1 Mar 2006	Other	5807694
Bryant Burke	Managing member	1 Mar 2006	75% - 100%	5807694
John Jay Moores	Managing member	1 May 2008	75% - 100%	2439681
Llc Rjm Liquidation	Non-managing general partner	1 Dec 2010	Other	27-3962202
John Jay Moores	Member	1 Dec 2010	50% - 75%	2439681
Inc. Nbt Advisors	Manager	1 Dec 2010	Other	27-3919250
Bryant Walter Burke	Shareholder	1 Dec 2010	25% - 50%	5807694
Charles Edwards Noell	Shareholder	1 Dec 2010	50% - 75%	5807688
Rebecca Bass Moores	Member	1 Dec 2010	50% - 75%	2439628
Llc Jmtx	Managing member	1 Dec 2010	50% - 75%	80-0208695
Llc Jmi Services	Managing member	1 Dec 2010	50% - 75%	80-0208695
Kevin Dale Irwin	Operating committee member	1 Oct 2012	Other	6220349
Marc Guenter Bunting	Trustee	1 Oct 2012	Other	6157333
Christopher Lloyd Bunting	Trustee	1 Oct 2012	Other	6221026
Jason Symington Griswold	Trustee	1 Oct 2012	Other	2946804
Kevin Dale Irwin	Operating committee member	1 Dec 2012	Other	6220349
Jason Symington Griswold	Trustee	1 Dec 2012	Other	2946804
Kevin Dale Irwin	Investment committee member	1 May 2013	Other	6220349
Jeffrey George Bunting	Trustee	1 Jan 2014	Other	6363571
Jeffrey G Bunting	Trustee	1 Jan 2014	Other	6363571
Inc. Blue Jar Ptc	Trustee	1 Dec 2014	Other	47-2647255
Inc Blue Jar Ptc	Trustee	1 Dec 2014	Other	47-2647255
Llc Knollwood Investment Advisory	Managing member	1 Jan 2017	Other	20-8544984
George Lloyd Bunting	Member, board of managers	1 Jan 2017	Other	5817048
Kevin Dale Irwin	Member, board of managers	1 Jan 2017	Other	6220349
Scott Cimino	Member, board of managers	1 Jan 2017	Other	4995166
Mary Catherine Bunting Gst Exemption Trust	Member	1 Dec 2018	75% - 100%	36-7594969
Llc Blue Jar Ptc	Trustee	1 Dec 2018	Other	47-2647255

Based in Baltimore

The principal office where Alex. Brown Realty, Inc. performs its advisory services is located at 300 East Lombard Street, Baltimore, MD 21202 3219, which is also the mailing address of the firm. An additional office of the firm is in Minneapolis, MN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 410-727-4083 or by fax 410-625-2694. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at abrealty.com.