Dunbar Capital Investors, LLC (New York)

Name: Dunbar Capital Investors, LLC
Address: 850 Third Avenue, New York, NY, 10022
Telephone: (212) 871-7100

Dunbar Capital Investors, LLC is a mid-sized advisory firm based in New York. It manages $53.11 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2005.

Dunbar Capital Investors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dunbar Capital Investors: assets under management

The assets under management (AUM) of Dunbar Capital Investors, LLC is $53.11 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $53.11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $8.85 million each.

Dunbar Capital Investors has custody of $53.11 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dunbar Capital Investors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dunbar Capital Investors, LLC

Eugene Major has served as the Chief Investment Officer since 1 Jan 2010 and Rochelle Stern Major is the Chief Executive Officer of Dunbar Capital Investors, LLC family office. Ahamed Hassanali Saleemah joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Eugene Major	Managing member	1 Oct 2000	75% - 100%	1321292
Kathryn Payne Beller	Chief compliance officer	1 Nov 2005	Other	5072413
Rochelle Stern Major	Member	1 Jan 2006	Other	5656815
Mark Deeds Rambler	Managing director, general counsel and chief compliance officer	1 Mar 2006	Other	5130155
Paul Joseph Paolino	Chief financial officer and chief compliance officer	1 Sep 2006	Other	5316786
Peter William Wilson	Chief compliance officer	1 Apr 2007	Other	5331584
William Il Hyung Lee	Chief financial officer	1 Jan 2008	Other	4010318
Laurence E. Wiseman	General counsel	1 Apr 2008	Other	5533686
Laurence E. Wiseman	General counsel	1 May 2008	Other	5533686
Sandra S. Yu	Controller	1 Dec 2008	Other	4437485
Christopher Lewis	Chief compliance officer	1 May 2009	Other	5649265
Laurence E. Wiseman	Director of research and general counsel	1 Jul 2009	Other	5533686
Eugene Major	Chief investment officer	1 Jan 2010	25% - 50%	1321292
Rochelle Stern Major	Chief executive officer	1 Jan 2010	50% - 75%	5656815
Anna Makedon	Controller	1 Sep 2010	Other	5846093
Peter William Wilson	Chief compliance officer	1 May 2011	Other	5331584
Anna Makedon	Chief financial officer	1 Sep 2011	Other	5846093
Ahamed Hassanali Saleemah	Chief compliance officer	1 Feb 2014	Other	5819935

Based in New York

The principal office where Dunbar Capital Investors, LLC performs its advisory services is located at 850 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 871-7100 or by fax (212) 754-9734. The normal business hours are 8:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at dunbarcapital.com.