Pathway Energy Infrastructure Management, LLC (New York)


Pathway Energy Infrastructure Management, LLC is an investment adviser to an investment company based in New York. It manages $13.07 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Texas.

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Pathway Energy Infrastructure Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pathway Energy Infrastructure Management: assets under management

The assets under management (AUM) of Pathway Energy Infrastructure Management, LLC is $13.07 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 112% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $13.07 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.07 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pathway Energy Infrastructure Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Pathway Energy Infrastructure Management serves?

The only and largest group of clients of Pathway Energy Infrastructure Management is investment companies with 1 clients and $13.07 million of assets under management. Among the 2 most similar advisory firms, Pathway Energy Infrastructure Management has the highest percentage of investment companies out of all clients.


The amount of regulatory assets under management is $13.07 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Pathway Energy Infrastructure Management doesn't advise any private funds.

Careers at Pathway Energy Infrastructure Management, LLC

The company employs 105 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Grier M. Eliasek Coo & president 1 Feb 2013 Other 6119265
Michael David Cohen Executive vp 1 Feb 2013 Other 6120280
Prospect Capital Management Llc Member 1 Feb 2013 50% - 75% 131018
Llc Behringer Harvard Holdings Member 1 Feb 2013 50% - 75% 75-2967461
John Francis Barry Chairman & ceo 1 Feb 2013 Other 1995793
Prospect Capital Management L.P. Member 1 Feb 2013 50% - 75% 131018
Llc Stratera Holdings Member 1 Feb 2013 50% - 75% 75-2967461
Frank Vito Saracino Cfo, cco, secretary & treasurer 1 Feb 2013 Other 2430311
Brian H Oswald Cfo, cco, secretary & treasurer 1 Dec 2014 Other 6432679

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robert Michael Behringer Member 1 Dec 2001 25% - 50% 1063786
Llc Prospect Management Group Member 1 Mar 2004 75% - 100% 06-1740630
John Francis Barry Member 1 Oct 2004 75% - 100% 1995793

Based in New York

The principal office where Pathway Energy Infrastructure Management, LLC performs its advisory services is located at 10 East 40 Th Street, New York, NY 10016, which is also the mailing address of the firm. An additional office of the firm is in Dallas, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-448-0702 or by fax 212-448-9652. The normal business hours are 8:30 am to 7:00 pm on Monday - Friday. You can find more information about the New York firm at prospectcapitalmanagement.com.