Brookfield Redding LLC (Chicago)

Name: Brookfield Redding LLC
Address: 71 South Wacker Drive, Chicago, IL, 60606 2841
Telephone: 312-377-8300

Brookfield Redding LLC is a large advisory firm based in Chicago. It manages $1.1 billion of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Illinois.

Brookfield Redding provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Brookfield Redding: assets under management

The assets under management (AUM) of Brookfield Redding LLC is $1.1 billion. The firm's AUM has gone down by -64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $822.43 million in discretionary accounts and $281.64 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.53 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $93.88 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brookfield Redding LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Brookfield Redding LLC

Nicholas Donald Tannura has been acting as President since 1 Sep 2003. Brookfield Investment Management Inc joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jason S. Baine	Vice president	1 Jan 2002	Other	4520828
Nicholas Donald Tannura	President	1 Sep 2003	Other	2103134
Kim Gordon Redding	Ceo	1 Sep 2003	Other	1637405
Dianne Renee Staples	Chief financial officer	1 Sep 2006	Other	2873318
Joseph Thomas Sommer	Chief compliance officer	1 Sep 2006	Other	4440922
Brookfield Redding Inc.	Manager/member	1 Nov 2007	75% - 100%	26-1375039

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Brookfield Asset Management	Owner	1 Apr 2005	75% - 100%	00-0000000
Brascan Us Holdings Inc	Owner	1 Dec 2005	75% - 100%	00-0000000
Brookfield Investment Management Inc	Owner	1 Dec 2007	75% - 100%	00-0000000
Brookfield (Us) Corporation	Owner	1 Dec 2007	75% - 100%	51-0344540

Based in Chicago

The principal office where Brookfield Redding LLC performs its advisory services is located at 71 South Wacker Drive, Chicago, IL 60606 2841, which is also the mailing address of the firm. An additional office of the firm is in Encinitas, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-377-8300 or by fax 312-377-8299. The normal business hours are 8:30am-5:00pm on Monday - Friday. You can find more information about the New York firm at www.brookfieldredding.com.