Stoneridge Investment Partners LLC (Radnor)

Name: Stoneridge Investment Partners LLC
Address: 201 King Of Prussia Road, Radnor, PA, 19087
Telephone: 484-254-5400

Stoneridge Investment Partners LLC is a large advisory firm based in Radnor. It manages $332.36 million of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Pennsylvania.

Stoneridge Investment Partners provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and sub-advisory services to an investment adviser. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stoneridge Investment Partners: assets under management

The assets under management (AUM) of Stoneridge Investment Partners LLC is $332.36 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -62% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $332.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $22.16 million each.

Investments

The firm invests in exchange traded securities the most. They account for 97% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 2% of the firm’s portfolio. Investments in government bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Stoneridge Investment Partners LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Philip Herbert Brown serves?

The firm provides services to insurance companies, other investment advisers, pooled investment vehicles, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Philip Herbert Brown is pension and profit sharing plans with 7 clients and $189.16 million of assets under management. Among the 4 most similar advisory firms, Stoneridge Investment Partners has the 2nd highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $332.36 million for 15 clients. None of the firm’s clients are foreign persons or businesses.

Stoneridge Investment Partners doesn't advise any private funds.

Careers at Stoneridge Investment Partners LLC

The company employs 10 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Philip Herbert Brown has been acting as President since 1 Oct 1999. Joseph Edward Stocke has served as the Chief Investment Officer since 1 Oct 1999 and Steven Leroy Sanders is the Chief Executive Officer of Stoneridge Investment Partners LLC family office. Kimberly Ann Clarke joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Philip Herbert Brown	President	1 Oct 1999	Other	1394949
Joseph Edward Stocke	Chief investment officer	1 Oct 1999	Other	4378066
Daniel Cook	Managing director	1 Oct 1999	Other	2402117
Lester Todd Rich	Managing director	1 Oct 1999	Other	4378096
Christopher Allen Thorsheim	Managing director	1 Oct 1999	Other	1974041
James Edward Minnick	Designated manager	1 Oct 1999	Other	716204
Lp Highcrest Partners	Member	1 Oct 1999	25% - 50%	94-3288660
Daniel Himes Cook	Managing director	1 Oct 1999	Other	2402117
Llc Highcrest Capital Partners	Member	1 Oct 1999	25% - 50%	95-4706384
Dennis Clayton Haynes	Chief operating officer	1 Feb 2001	Other	4377557
Cynthia Ann Stains	Chief operating officer	1 Sep 2002	Other	2534224
Holly Ann Butson	Chief compliance officer	1 Mar 2004	Other	724115
Llc Beltraith Capital	Member	1 May 2009	50% - 75%	26-4818657
Steven Leroy Sanders	Chief executive officer	1 May 2009	Other	1238874
Donald Richard Caldwell	Elected manager	1 May 2009	Other	4379928
Bennett Perry Lomax	Elected manager	1 May 2009	Other	5669387
Osagie Olufela Imasogie	Elected manager	1 May 2009	Other	4998610
Winston Irvin Lowe	Elected manager	1 May 2009	Other	6929670
Pamela M Harper	Chief compliance officer	1 May 2009	Other	2802400
Donald Caldwell	Elected manager	1 May 2009	Other	4379928
Bennett Lomax	Elected manager	1 May 2009	Other	5669387
Wayne O Leevy	Chief financial officer	1 Jan 2010	Other	4068567
Lester Todd Rich	Member	1 Apr 2011	Other	4378096
Wayne O Leevy	Evp/coo and cfo	1 Dec 2013	Other	4068567
Marc D. Portlock	Chief compliance officer	1 May 2014	Other	6466604
Carolyn Oakley Lowe	Chief compliance officer	1 Jun 2015	Other	6546504
Kimberly Ann Clarke	Chief compliance officer	1 Feb 2016	Other	6626710

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Highcrest Capital Partners Llc	General partner	1 Aug 1999	Other	95-4802253
Lf Global Holdings Llc	Limited partner	1 Aug 1999	25% - 50%	33-0775952
Lovell Minnick Partners Llc	Sole managing member	1 Feb 2004	Other	20-0493456
Lovell Minnick Holdings Llc	Sole managing member	1 Feb 2004	Other	20-0498914
Jeffrey Dale Lovell	Co-managing member	1 Feb 2004	50% - 75%	1095362
James Edward Minnick	Co-managing member	1 Feb 2004	25% - 50%	716204
Pamela Mae Harper	Elected manager	1 May 2009	Other	2802400
Wayne O Leevy	Elected manager	1 May 2009	Other	4068567

Based in Radnor

The principal office where Stoneridge Investment Partners LLC performs its advisory services is located at 201 King Of Prussia Road, Radnor, PA 19087, which is also the mailing address of the firm. An additional office of the firm is in Kennett Square, PA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 484-254-5400 or by fax 610-647-5973. The normal business hours are 8:00a.m. to 6:00p.m. on Monday - Friday. You can find more information about the New York firm at stoneridgeinvestments.com.