Arnhold And S. Bleichroeder, Inc. (New York)


Arnhold And S. Bleichroeder, Inc. is a large advisory firm based in New York. It manages $7.52 billion of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2000.

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Arnhold And S. Bleichroeder provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Arnhold And S. Bleichroeder: assets under management

The assets under management (AUM) of Arnhold And S. Bleichroeder, Inc. is $7.52 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 15% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $7.52 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.5 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Arnhold And S. Bleichroeder, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Arnhold And S. Bleichroeder, Inc.

Yann Gindre has been acting as President since 1 May 2009. William Branagh joined the executive team most recently as the Head Of Operations.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Anna Marie Kellen Stockholder 1 Jul 1946 Other xxx-xx-xxxx
Ronald Albin Bendelius Sr. vice president/ chief financial officer 1 May 1972 Other 843491
Michael Max Kellen Senior vice president & director 1 Jun 1978 Other xxx-xx-xxxx
Inc. Profit Sharing Plan Arnhold And S. Bleichroeder Stockholder 1 Mar 1986 Other 13-4959915
Irwin Jacob Shubert Senior vice president & director 1 Aug 1988 Other xxx-xx-xxxx
Allan Langman Senior vice president, treasurer & director 1 Nov 1990 Other xxx-xx-xxxx
Stephen Max Kellen Co-chairman of the board 1 Jan 1994 Other xxx-xx-xxxx
Henry Helmut Arnhold Co-chairman of the board 1 Jan 1994 Other 7465
Stanford Seymour Warshawsky Co-president, secretary & director 1 Jan 1994 Other xxx-xx-xxxx
John Peter Arnhold Co-president and director 1 Jan 1994 Other xxx-xx-xxxx
William Philip Casciani Senior vice president , srop/crop 1 Apr 1994 Other xxx-xx-xxxx
Gary Lee Fuhrman Senior vice president & director 1 Mar 1995 Other xxx-xx-xxxx
Robert Miller Senior vice president & director 1 Aug 1999 Other xxx-xx-xxxx
Michael George Klemballa Senior vice president - chief financial officer 1 Jun 2001 Other 1884919
Peter William Vandermey Senior vice president and director 1 Dec 2001 Other 1024639
Yann Gindre Director/ head of us corporate and investment banking 1 May 2009 Other 5310482
Louis Pinto Executive principal/ chief operating officer 1 Nov 2010 Other 1545337
Jacques Jean Busquet Director 1 Mar 2011 Other 3227628
Jeffrey C Knowles Director 1 Mar 2011 Other 2488243
Robert J Mr. Dubrowski Director 1 Mar 2011 Other 5902569
Eric Pascal Chouteau Director 1 Mar 2011 Other 5879812
Stephane Gabriel Launay Director 1 Mar 2011 Other 5900094
Stephane About Director 1 Mar 2011 Other 4363854
Jean Claude Petard Director 1 Mar 2011 Other 5906457
Desmond Michael Kenneally Chief financial officer 1 May 2011 Other 2212334
Sean M Bowden Chief compliance officer 1 Jun 2011 Other 2937192
Natixis North America Llc Parent company 1 Sep 2011 75% - 100% 13-3605907
William Branagh Head of operations 1 Oct 2011 Other 2350108

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bpce Owner 1 Aug 2009 50% - 75% foreign
Natixis Us Holdings Inc Owner 1 Oct 2011 75% - 100% 04-3561632
Natixis Sa Owner 1 Oct 2011 75% - 100% foreign
Natixis Global Asset Management Owner 1 Oct 2011 75% - 100% foreign
Natixis Global Asset Management Paricipations 1 Owner 1 Oct 2011 75% - 100% foreign

Based in New York

The principal office where Arnhold And S. Bleichroeder, Inc. performs its advisory services is located at 9 W. 57 Th Street, 36 Th Floor, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-891-6100 or by fax 212-891-1800. The normal business hours are 8 am - 6 pm on Monday - Friday. You can find more information about the New York firm at firsteaglesogen.com/.