Oep Capital Advisors, L.P. (New York)

Name: Oep Capital Advisors, L.P.
Address: 510 Madison Avenue, 19 Th Floor, New York, NY, 10022
Telephone: 212-277-1500

Oep Capital Advisors, L.P. is a large advisory firm based in New York. It manages $7.34 billion of regulatory assets for 14 client accounts. It has been registered with the SEC as an adviser since 2014.

Oep Capital Advisors provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Oep Capital Advisors: assets under management

The assets under management (AUM) of Oep Capital Advisors, L.P. is $7.34 billion. The firm's AUM has grown by 43% since the beginning of its operation, and $6.54 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $6.92 billion in discretionary accounts and $418.08 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $532.15 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $418.08 million.

Investments

The firm invests in non-exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Oep Capital Advisors, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Oep Capital Advisors serves?

The firm provides services to pooled investment vehicles and banking or thrift institutions. The largest group of clients of Oep Capital Advisors is pooled investment vehicles with 13 clients and $6.92 billion of assets under management. Among the 10 most similar advisory firms, Oep Capital Advisors has the 5th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $7.34 billion for 14 clients. 71% of the firm’s clients are foreign persons or businesses.

Oep Capital Advisors also advises several private funds. Namely, thirteen private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Oep Capital Advisors, L.P.

The company employs 39 people that are either part- or full-time employees. 79 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Marshall Cashin	Operating committee member	1 Oct 2014	Other	6415272
David Han	Operating committee member	1 Oct 2014	Other	1850198
Jessica Rae Marion	Cfo	1 Oct 2014	Other	6415289
Theodora Manasses Stojka	Cao & cco	1 Oct 2014	Other	6415291
Llc Oep Capital Advisors Gp	General partner	1 Oct 2014	75% - 100%	47-2071805
Richard Cashin	Operating committee member	1 Oct 2014	Other	6415272
Jessica Marion	Cfo	1 Oct 2014	Other	6415289
Dora Stojka	Cao & cco	1 Oct 2014	Other	6415291
James Waring Koven	Operating committee member	1 Jan 2015	Other	6447987
Gregory Amilcar Belinfanti	Operating committee member	1 Jan 2015	Other	2628192
James Bradley Alger Cherry	Operating committee member	1 Jan 2015	Other	6447989
Christoph Sebastian Stephan Giulini	Operating committee member	1 Jan 2015	Other	6448023
Johann Melchior Wilhelm Curt Ritter Undedler Von Peter	Operating committee member	1 Jan 2015	Other	6448017
L.P. Oep Capital Advisors	Shareholder (oep master b.v.)	1 Jan 2015	75% - 100%	173626
Guará Participações Ltda.	Shareholder (oep capital advisors brasil consultoria de investimentos ltda)	1 Jan 2015	75% - 100%	98-1209785
James W Koven	Operating committee member	1 Jan 2015	Other	6447987
Gregory A Belinfanti	Operating committee member	1 Jan 2015	Other	2628192
James B Cherry	Operating committee member	1 Jan 2015	Other	6447989
Christoph Giulini	Operating committee member	1 Jan 2015	Other	6448023
Johann Melchior Von Peter	Operating committee member	1 Jan 2015	Other	6448017
Paul Carl Schorr	Operating committee member	1 Sep 2015	Other	1995970

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Carlo Padovano	Shareholder	1 Jan 2015	75% - 100%	4848885

Based in New York

The principal office where Oep Capital Advisors, L.P. performs its advisory services is located at 510 Madison Avenue, 19 Th Floor, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-277-1500 or by fax 212-277-1556. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at oneequity.com and its LinkedIn profile.