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Merit National Fund Advisors, LLC (Somerset)


Merit National Fund Advisors, LLC is a large advisory firm based in Somerset. It manages $35.96 million of regulatory assets for 229 client accounts. It has been registered with the SEC as an adviser since 2008.




Merit National Fund Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Merit National Fund Advisors: assets under management

The assets under management (AUM) of Merit National Fund Advisors, LLC is $35.96 million. The firm's AUM has grown by 40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $35.63 million in discretionary accounts and $332.59 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $156.28 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $332.59 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Merit National Fund Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Eugene Joseph Woznicki Owner 1 Jan 2008 75% - 100% 5633519
Richard Keith Hazelbaker Owner 1 Jan 2008 75% - 100% 5464560
Llc Southwestern Life Plans Partner 1 Dec 2008 25% - 50% 06-1694039
R. Keith Enterprises Partner 1 Dec 2008 25% - 50% 61-1340669
Kenneth Ray Prevett Managing member 1 Jan 2010 75% - 100% 2756256
Steven Caswell Rowswell Managing member 1 Aug 2010 25% - 50% 730377

Based in Somerset

The principal office where Merit National Fund Advisors, LLC performs its advisory services is located at 357 Langdon Street, Somerset, KY 42503 The mailing address of the firm is Po Box 3308, West Somerset, KY 42564. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 606-679-1231 or by fax 606-416-5554. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.


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