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East West Capital Management, LLC (Honolulu)


East West Capital Management, LLC is a large advisory firm based in Honolulu. It manages $311.55 million of regulatory assets for 64 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Connecticut, Hawaii, and New York.




East West Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and adminstrative services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

East West Capital Management: assets under management

The assets under management (AUM) of East West Capital Management, LLC is $311.55 million. The firm's AUM has grown by 844% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $210.48 million in discretionary accounts and $101.07 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.34 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $101.07 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay East West Capital Management, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Frances P. Lui Kwan Member 1 Mar 2006 25% - 50% 5030314

Based in Honolulu

The principal office where East West Capital Management, LLC performs its advisory services is located at 1099 Alakea Street, Honolulu, HI 96813, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 808-585-7788 or by fax 808-585-7784. The normal business hours are 6am to 4pm on Monday - Friday.


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