Lowenhaupt Global Advisors, LLC (St. Louis)

Name: Lowenhaupt Global Advisors, LLC
Address: 10 South Broadway, St. Louis, MO, 63102
Telephone: 314-345-8181

Lowenhaupt Global Advisors, LLC is a large advisory firm based in St. Louis. It manages $1.05 billion of regulatory assets for 531 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California, Connecticut, Florida, and 4 other states.

Lowenhaupt Global Advisors provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and comprehesive planning/advisory services/business consulting. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Lowenhaupt Global Advisors: assets under management

The assets under management (AUM) of Lowenhaupt Global Advisors, LLC is $1.05 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.05 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.97 million each.

Lowenhaupt Global Advisors has custody of $1.39 billion in cash and securities for 248 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 59% of the total AUM. The second-largest asset type is investment and business development companies, which make up 14% of the firm’s portfolio. Investments in pooled investment vehicles form 14% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lowenhaupt Global Advisors, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Christopher Edward Quinn serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Christopher Edward Quinn is high net worth individuals with 65 clients and $859.4 million of assets under management. Among the 12 most similar advisory firms, Lowenhaupt Global Advisors has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $1.05 billion for 123 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Lowenhaupt Global Advisors doesn't advise any private funds.

Careers at Lowenhaupt Global Advisors, LLC

The company employs 17 people that are either part- or full-time employees. 24 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Christopher Edward Quinn has been acting as President since 1 Mar 2018. Donna Kathleen Gilding has served as the Chief Investment Officer since 1 Sep 2006 and Mark Henry Brown is the Chief Executive Officer of Lowenhaupt Global Advisors, LLC family office. Laura Kathleen Hewgley joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Lowenhaupt Global Advisors Holdings	Owner	1 Nov 2005	75% - 100%	20-4419802
Hugh Roland Law	Chief compliance officer/general counsel	1 Apr 2006	Other	5147707
Hugh R. Law	Chief compliance officer	1 Apr 2006	Other	5147707
Donna Kathleen Gilding	Chief investment officer	1 Sep 2006	Other	4379194
Joseph Emery Rechter	Chief financial officer	1 Sep 2006	Other	372172
Mark Henry Brown	Chief executive officer/chief operating officer	1 Sep 2006	Other	5110026
Mark H. Brown	Chief operating officer	1 Sep 2006	Other	5110026
Heidi L Steiger	President	1 Sep 2006	Other	849919
Christopher Sealy Thompson	Chief family office executive	1 Jan 2008	Other	4351719
Jonathan Daniel Van Duren	Chief compliance officer	1 Mar 2017	Other	6770999
Laura Kathleen Hewgley	Chief operating officer	1 Nov 2017	Other	6932958
Tara Leigh Harris	Chief family office executive	1 Nov 2017	Other	6932963
Christopher Edward Quinn	President	1 Mar 2018	Other	5201235

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Charles A. Lowenhaupt	Owner	1 Nov 2005	75% - 100%	5110012

Based in St. Louis

The principal office where Lowenhaupt Global Advisors, LLC performs its advisory services is located at 10 South Broadway, St. Louis, MO 63102, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-345-8181 or by fax 314-345-8150. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at lowenhauptglobaladvisors.com.