Credit Suisse Asset Management (Australia) Limited (Sydney)

Name: Credit Suisse Asset Management (Australia) Limited
Address: Level 31 Gateway Building, Sydney, 2000
Telephone: 612-8205-4300

Credit Suisse Asset Management (Australia) Limited is a large advisory firm based in Sydney. It manages $11.2 billion of regulatory assets for 90 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Credit Suisse Asset Management (Australia) Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Credit Suisse Asset Management (Australia) Limited: assets under management

The assets under management (AUM) of Credit Suisse Asset Management (Australia) Limited is $11.2 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $11.2 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $124.42 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Credit Suisse Asset Management (Australia) Limited for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Credit Suisse Asset Management (Australia) Limited

Peter D Sartori has been acting as President since 1 Jan 2002. Terrence D Mckinn joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dominic William Fallins	Managing director	1 Oct 1990	Other	4507366
Bronwyn Ann Matheson	Cfo & director	1 Jul 1992	Other	4507340
Lindsay Norman Gibson	Managing director	1 Jul 1992	Other	4507358
John Russell Bye	Managing director	1 Jul 1992	Other	4507362
Andrew Duncan Mckinnon	Ceo & managing director	1 Feb 1995	Other	4506631
Robert David Mann	Cio & managing director	1 Apr 1995	Other	4507342
Credit Suisse First Boston Corporation	Sole shareholder	1 Jun 1995	75% - 100%	816
Zurich Credit Suisse First Boston	Sole shareholder	1 Jun 1995	75% - 100%	foreign
Credit Suisse	Sole shareholder	1 Jun 1995	75% - 100%	foreign
Brian William Thomas	Managing director	1 May 1998	Other	4507365
William Russell Gates	Board member	1 Jul 1998	Other	4507341
Joseph D Gallagher	Board member	1 Nov 1999	Other	2032999
Peter D Sartori	Director	1 Jan 2002	Other	4783476
Annette Katherine Golden	Director and head of legal & compliance	1 Jan 2003	Other	4782695
Lindsay Norman Gibson	Board member	1 Jul 2003	Other	4507358
Lawrence D. Haber	Director	1 Aug 2004	Other	4347806
Peter Hocking	Chief compliance officer & vice president	1 Oct 2004	Other	4872233
Raymond John Kellerman	Chairman and non-executive director	1 Apr 2005	Other	5001179
Fernando A Esteban	Non-executive director	1 Jul 2005	Other	5003728
Anne B Gardiner	Company secretary, director, head of compliance and chief compliance officer	1 Jul 2005	Other	5059247
Gailie Oliver	Chief operating officer, executive director and managing director	1 Feb 2006	Other	5120246
Gailie Mcintyre	Chief operating officer, executive director and managing director	1 Feb 2006	Other	5120246
Keith Stuart Ince	Chief executive officer, executive director, managing director	1 Jul 2006	Other	5241953
David Dundas Trude	Non-executive director	1 Sep 2006	Other	1920404
Peter Hocking	Vice president & chief compliance officer	1 Dec 2006	Other	4872233
Robert David Mann	Chief investment officer - asia pacific	1 Jan 2007	Other	4507342
Anthony N Iliya	Non executive director, regional head of asset management asia pacific	1 Feb 2007	Other	5312699
Sarah P Culham	Company secretary	1 Feb 2007	Other	5312702
Jillian E Hurdwell	Chief compliance officer	1 Mar 2007	Other	5316856
Terrence D Mckinn	Chief compliance officer	1 Jul 2007	Other	4355022
Stephen Giubin	Chief executive officer	1 Jul 2008	Other	5649054

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Credit Suisse Group	Sole shareholder	1 Jan 1983	75% - 100%	foreign

Based in Sydney

The principal office where Credit Suisse Asset Management (Australia) Limited performs its advisory services is located at Level 31 Gateway Building, Sydney, 2000, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 612-8205-4300 or by fax 612-8205-4368. The normal business hours are 8.00am to 6.00pm on Monday - Friday. You can find more information about the New York firm at www.csam.com.au.