Capital Research & Consulting LLC (Pasadena)

Name: Capital Research & Consulting LLC
Address: 15 S. Raymond Avenue, Pasadena, CA, 91105
Telephone: 626-844-1440

Capital Research & Consulting LLC is a large advisory firm based in Pasadena. It manages $3.91 billion of regulatory assets for 68 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of California.

Capital Research & Consulting provides portfolio management for businesses and institutional clients and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Research & Consulting: assets under management

The assets under management (AUM) of Capital Research & Consulting LLC is $3.91 billion. The firm's AUM has grown by 77% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $158.68 million in discretionary accounts and $3.75 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.22 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $67 million.

Investments

The firm invests in investment and business development companies the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Capital Research & Consulting LLC for their services and products based on fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Capital Research & Consulting serves?

The firm provides services to pension and profit sharing plans and state or municipal government entities. The largest group of clients of Capital Research & Consulting is pension and profit sharing plans with 25 clients and $3.3 billion of assets under management. Among the 8 most similar advisory firms, Capital Research & Consulting has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $3.91 billion for 30 clients. None of the firm’s clients are foreign persons or businesses.

Capital Research & Consulting doesn't advise any private funds.

Careers at Capital Research & Consulting LLC

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Patrick Odell	Principal, chief compliance officer	1 Jan 1998	75% - 100%	1908737
Steven William Arnold	Principal	1 Jan 1998	50% - 75%	710802

Based in Pasadena

The principal office where Capital Research & Consulting LLC performs its advisory services is located at 15 S. Raymond Avenue, Pasadena, CA 91105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 626-844-1440 or by fax 626-440-1319. The normal business hours are 9-5pm pacific time on Monday - Friday. You can find more information about the New York firm at capitalresearchandconsulting.com.