Pareto New York LLC (New York)

Name: Pareto New York LLC
Address: 200 Park Avenue, 7 Th Floor, New York, NY, 10166 0005
Telephone: 212-527-1800

Pareto New York LLC is a large advisory firm based in New York. It manages $5.75 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of New York.

Pareto New York provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and investment advice to clients of affiliated entities. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Pareto New York: assets under management

The assets under management (AUM) of Pareto New York LLC is $5.75 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 11392% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.75 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.92 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pareto New York LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pareto New York LLC

Carl Martin Mastroianni has been acting as President since 1 Jul 2011. Philip Alexander Anker joined the executive team most recently as the Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mellon Global Investment Corporation	Managing member	1 Sep 2004	75% - 100%	25-1694680
Mitchell Evan Harris	Manager	1 Sep 2004	Other	4359464
Michael James Shilling	Manager	1 Sep 2004	Other	4782232
Brian Kenneth Newton	Head of risk management, chief compliance officer	1 Jul 2005	Other	4362568
Laurie O'donoghue	Chairman, manager	1 Feb 2007	Other	4298786
Scott David Grimberg	Vice president	1 Jul 2007	Other	2368608
Ronald R Lagnado	Vice president	1 Jul 2007	Other	4866887
Zoe Elizabeth Rosewarne	Chief compliance officer	1 Feb 2009	Other	5644223
Carl Martin Mastroianni	President	1 Jul 2011	Other	4320884
Robin Jayne Shulman	Chief compliance officer	1 Jul 2015	Other	2719030
Clifford Dean Corso	Manager	1 Mar 2016	Other	2477519
Philip Alexander Anker	Manager	1 Apr 2016	Other	2996950
James Christian D'sidocky	General counsel	1 Apr 2016	Other	5702071

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mbc Investments Corporation	Shareholder	1 Aug 1992	75% - 100%	51-0301132
The Bank Of New York Mellon Corporation	Shareholder	1 Jul 2007	75% - 100%	13-2614959

Based in New York

The principal office where Pareto New York LLC performs its advisory services is located at 200 Park Avenue, 7 Th Floor, New York, NY 10166 0005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-527-1800 or by fax 212-527-1818. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at bnymellonam.com.