Whv Investment Management, Inc. (San Francisco)

Name: Whv Investment Management, Inc.
Address: 301 Battery Street, San Francisco, CA, 94111 3203
Telephone: 415-981-6911

Whv Investment Management, Inc. is a large advisory firm based in San Francisco. It manages $12.71 billion of regulatory assets for 18,953 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Whv Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Whv Investment Management: assets under management

The assets under management (AUM) of Whv Investment Management, Inc. is $12.71 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $12.71 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $670.5 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Whv Investment Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Whv Investment Management, Inc.

William Kurt Hauser has been acting as President since 1 Apr 2010. Lawrence Stewart Hing joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeffery Steven Vincent	Director	1 Jul 2003	Other	4780173
Inc. Laird Norton Investment Management	Owner	1 Dec 2003	75% - 100%	91-1639191
Clarence Budd Colby	Director	1 Feb 2004	Other	4780177
Deirdre Janet Gordon Porter	Executive vice president	1 Mar 2005	Other	2497064
Judith Rickard Stevens	President / chief executive officer / director	1 Apr 2009	Other	4370126
Jeffrey Kent Romrell	Executive vice president, business development / director	1 Apr 2009	Other	3072594
Reiner Maria Triltsch	Executive vice president / chief investment officer	1 Apr 2009	Other	2137592
Theodore Hilton Smythe	Director	1 Apr 2009	Other	1041528
Richard James Forster	Director	1 Oct 2009	Other	2678972
Steven Keller Buster	Director	1 Oct 2009	Other	5731639
William Kurt Hauser	Chairman	1 Apr 2010	Other	4341294
Pavita Fleischer	Chief compliance officer	1 Apr 2010	Other	5686549
Melanie Patricia Grace	Chief legal officer	1 Nov 2012	Other	6150997
Heather Lyn Hall	Chief financial officer	1 Nov 2012	Other	1921894
Kenneth E. Piper	Chief operational officer	1 Nov 2012	Other	6154159
Andrew Laird Turner	Chief executive officer	1 Jan 2013	Other	5249162
H Paul Reynolds	Director	1 Apr 2013	Other	1741390
Timothy Jacob Carver	Director	1 Apr 2013	Other	2638120
Melanie Patricia Grace	Chief compliance officer	1 Jun 2013	Other	6150997
Lawrence Stewart Hing	Chief compliance officer	1 Aug 2013	Other	6236576

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Laird Norton Company	Shareholder	1 Apr 1994	50% - 75%	91-2027437

Based in San Francisco

The principal office where Whv Investment Management, Inc. performs its advisory services is located at 301 Battery Street, San Francisco, CA 94111 3203, which is also the mailing address of the firm. An additional office of the firm is in Seattle, WA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-981-6911 or by fax 415-288-6153. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.whv.com.