F&C Management Limited (London)

Name: F&C Management Limited
Address: Exchange House, London, Ec2 A 2 Ny
Telephone: 00 44 207 628 8000

F&C Management Limited is an adviser based in London. It manages $24.32 billion of regulatory assets for 196 client accounts. It has been registered with the SEC as an adviser since 2001.

F&C Management Limited provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

F&C Management Limited: assets under management

The assets under management (AUM) of F&C Management Limited is $24.32 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -89% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $24.32 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $124.09 million each.

Investments

The firm invests in sovereign bonds the most. They account for 57% of the total AUM. The second-largest asset type is exchange traded securities, which make up 16% of the firm’s portfolio. Investments in cash and cash equivalents form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay F&C Management Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Joan Zabida Mohammed serves?

The firm provides services to insurance companies, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Joan Zabida Mohammed is pension and profit sharing plans with 113 clients and $13.3 billion of assets under management. Among the 10 most similar advisory firms, F&C Management Limited has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $24.03 billion for 193 clients. 99% of the firm’s clients are foreign persons or businesses.

F&C Management Limited doesn't advise any private funds.

Careers at F&C Management Limited

The company employs 660 people that are either part- or full-time employees. 21 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Joan Zabida Mohammed has been acting as President since 1 Aug 2017. Arnab Kumar Banerji has served as the Chief Investment Officer since 1 Sep 1993 and Richard Charles Wilson is the Chief Executive Officer of F&C Management Limited family office. Fergus Iain Mcdonald joined the executive team most recently as the Head Of Finance.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jeremy John Tigue	Director/investment manager	1 Sep 1981	Other	4385009
Robert E Dowdall	Chief finance officer	1 Sep 1990	Other	4399676
William Jay Ducas	Us marketing officer	1 Sep 1991	Other	4379527
Arnab Kumar Banerji	Chief investment officer	1 Sep 1993	Other	4377978
Nicholas Herford Pitt Lewis	Compliance officer	1 Jun 1994	Other	4378020
David Scott Manning	Deputy chief investment officer/director	1 Apr 1995	Other	4384998
Wolf Ruediger Feiler	Director of strategic planning & global retail	1 Jul 1997	Other	4384988
John Axson Heywood	Non-executive director	1 Jan 1998	Other	4397927
Robert Warren Jenkins	Chief executive/director	1 Jan 1998	Other	4384992
Margaret W Mcpherson	Non-executive director	1 Jun 1998	Other	2126747
Anthony Frank Tomlinson	Chief operating officer/director	1 Jul 1998	Other	4385014
F&C Holdings Limited	Direct shareholder	1 Dec 1998	75% - 100%	foreign entity
David William James Price	Chairman	1 Jun 1999	Other	4385008
Patrick Norman Chaloner Johns	Managing director, uk institutional business	1 Feb 2000	Other	4384996
Nicholas Charles William Mustoe	Head of equities/director	1 Aug 2000	Other	4385006
Fernando Jorge Ribeiro	Executive director	1 Mar 2001	Other	4397947
Joost Veldman	Executive director	1 Mar 2001	Other	4397952
Alain Leopold Grisay	Co-head of uk institutional business	1 Apr 2001	Other	4397956
Peter Trevellian Cole	Director	1 Oct 2001	Other	4516582
Helene Ruth Williamson	Director	1 Feb 2002	Other	4378026
Anthony John Broccardo	Director	1 Oct 2002	Other	4511016
Laurence Llewellyn	Director	1 Nov 2002	Other	4645966
William Hall Boardman	Us marketing officer	1 Jul 2003	Other	2449817
Ryan Vincent Murphy	Us marketing officer	1 Jul 2003	Other	4682721
Anthony John Broccardo	Chief investment officer	1 Oct 2004	Other	4511016
Howard Carter	Chief executive officer	1 Oct 2004	Other	4492060
Ian Paterson Brown	Chief financial officer	1 Oct 2004	Other	4873948
Eric Mackay	Head of audit, risk and compliance	1 Oct 2004	Other	4873950
Alain Leopold Grisay	Deputy chief executive officer	1 Mar 2005	Other	4397956
David Logan	Director, chief financial officer	1 Jul 2006	Other	4873948
Benjamin Nmn Apfel	Head of legal	1 Sep 2007	Other	6526210
Benjamin Apfel	Head of legal	1 Sep 2007	Other	6526210
Richard Charles Wilson	Director	1 May 2012	Other	4338442
Richard Charles Wilson	Chief executive officer	1 Dec 2012	Other	4338442
Richard Charles Wilson	Chief executive officer	1 Jan 2013	Other	4338442
Nigel David Parry	Chief compliance officer	1 Jun 2013	Other	4776740
Fergus Iain Mcdonald	Head of finance	1 May 2015	Other	6903934
Joan Zabida Mohammed	Director	1 Aug 2017	Other	6690279

Indirect Owners

The SEC currently registers 12 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
F&C Group (Holdings) Limited	Indirect shareholder	1 Jul 1989	75% - 100%	foreign entity
F&C Group Management Limited	Indirect shareholder	1 Dec 1998	75% - 100%	foreign entity
Primrose Street Holdings Limited	Indirect shareholder	1 Dec 1998	75% - 100%	foreign entity
F&C Eureko Bv	Indirect shareholder	1 Mar 2001	75% - 100%	foreign entity
Stichting Administratiekantoor Achmea	Indirect shareholder	1 Mar 2001	50% - 75%	foriegn entity
Eureko Bv	Indirect shareholder	1 Mar 2001	75% - 100%	foriegn entity
F&C Asset Management Holdings Bv	Indirect shareholder	1 Mar 2001	75% - 100%	foreign entity
Stichting Administratiekantoor Achmea	Indirect shareholder	1 Feb 2003	75% - 100%	foriegn entity
F&C Asset Management Plc	Indirect shareholder	1 Oct 2004	75% - 100%	foreign entity
Friends Provident Plc	Indirect shareholder	1 Oct 2004	50% - 75%	foreign entity
Bank Of Montreal	Indirect shareholder	1 Jan 2014	75% - 100%	none
Bmo Global Asset Management (Europe) Limited	Indirect shareholder	1 May 2014	75% - 100%	foreign entity

Based in London

The principal office where F&C Management Limited performs its advisory services is located at Exchange House, London, Ec2 A 2 Ny, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 00 44 207 628 8000 or by fax 00 44 207 628 8188. The normal business hours are 9.00 to 17.00 (gmt) on Monday - Friday. You can find more information about the New York firm at fandc.com.