Top Fund Management Inc (Mesa)

Top Fund Management Inc is an adviser based in Mesa. It manages $3.2 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Arizona.

Top Fund Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Top Fund Management: assets under management

The assets under management (AUM) of Top Fund Management Inc is $3.2 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -77% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.2 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.2 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Top Fund Management Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Top Fund Management Inc

Barry Ziskin has been acting as President since 1 Mar 1983. David Dwain Jones joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Barry Ziskin	President	1 Mar 1983	75% - 100%	2303122
Barbara Dian Perleberg	Compliance officer	1 Mar 1998	Other	2735552
Barry Ziskin	Treasurer	1 Jan 1999	75% - 100%	2303122
Barbara Dian Perleberg	Secretary	1 Jan 1999	Other	2735552
David Dwain Jones	Chief compliance officer	1 Jan 2008	Other	2761758
Barry Ziskin	Chief compliance officer	1 Dec 2009	75% - 100%	2303122

Based in Mesa

The principal office where Top Fund Management Inc performs its advisory services is located at 1819 S Dobson Rd Ste 207, Mesa, AZ 85202, which is also the mailing address of the firm. The firm also has an office outside of the United States.