Round Investments LLC (Los Angeles)

Name: Round Investments LLC
Address: 10850 Wilshire Blvd, Los Angeles, CA, 90024
Telephone: (949) 235-1512

Round Investments LLC is an internet adviser based in Los Angeles. It manages $1.26 million of regulatory assets for 432 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of Arizona, California, Colorado, and 19 other states.

Round Investments provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Round Investments: assets under management

The assets under management (AUM) of Round Investments LLC is $1.26 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 560% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.92 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 92% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 8% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Round Investments LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Round Investments serves?

The only and largest group of clients of Round Investments is individuals with 432 clients and $1.26 million of assets under management. Among the 1 most similar advisory firms, Round Investments has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $1.26 million for 432 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Round Investments doesn't advise any private funds.

Careers at Round Investments LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ron David Rojany	Chief operations officer	1 Apr 2016	Other	6735372
Saul Jonathan Cohen	Chief investment officer and chief compliance officer	1 Apr 2016	Other	6735843
Round Investments Management Llc	Manaing member	1 Apr 2016	75% - 100%	81-2134680

Based in Los Angeles

The principal office where Round Investments LLC performs its advisory services is located at 10850 Wilshire Blvd, Los Angeles, CA 90024 The mailing address of the firm is 11012 Ventura Blvd., Studio City, CA 91604. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (949) 235-1512. The normal business hours are by appointment on Monday - Friday. You can find more information about the New York firm at investround.com and its LinkedIn profile.