Uscf Advisers LLC (Walnut Creek)

Name: Uscf Advisers LLC
Address: 1850 Mt. Diablo Blvd., Walnut Creek, CA, 94596
Telephone: 510-522-9600

Uscf Advisers LLC is an investment adviser to an investment company based in Walnut Creek. It manages $9.89 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2014.

Uscf Advisers provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Uscf Advisers: assets under management

The assets under management (AUM) of Uscf Advisers LLC is $9.89 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 143% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $9.89 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.47 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Uscf Advisers LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Andrew F Ngim serves?

The only and largest group of clients of Andrew F Ngim is investment companies with 4 clients and $9.89 million of assets under management. Among the 1 most similar advisory firms, Uscf Advisers has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $9.89 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Uscf Advisers doesn't advise any private funds.

Careers at Uscf Advisers LLC

The company employs 16 people that are either part- or full-time employees. 19 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Andrew F Ngim has been acting as President since 1 Dec 2016. John Parish Love joined the executive team most recently as the President, Chief Executive Officer, And Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Andrew F Ngim	Portfolio manager	1 Jun 2013	Other	1423275
The Nicholas And Melinda Gerber Living Trust	Shareholder	1 Jun 2013	25% - 50%	xxx-xx-xxxx
Scott Michael Schoenberger	Shareholder	1 Jun 2013	Other	5775045
Jennifer Trulli Schoenberger	Shareholder	1 Jun 2013	Other	5775054
Sheila Marcia Gerber	Shareholder	1 Jun 2013	Other	5769588
Eliot Samuel Gerber	Shareholder	1 Jun 2013	Other	5769591
Gerber Family Trust (Fbo Jacob & Vasch)	Shareholder	1 Jun 2013	Other	xxx-xx-xxxx
Howard Mah & Agnes Trinh T. Le Living Trust	Shareholder	1 Jun 2013	Other	xxx-xx-xxxx
Wainwright Inc.	Sharehodler	1 Jun 2013	75% - 100%	20-1372339
Inc. Wainwright Holdings	Owner	1 Jun 2013	75% - 100%	20-1372339
Heather Christine Harker	General counsel	1 Jun 2013	Other	6038415
Carolyn Marie Yu	Chief legal officer & chief compliance officer	1 May 2015	Other	6506782
Stuart Crumbaugh	Chief financial officer, secretary, treasurer	1 May 2015	Other	6506611
John Parish Love	President and chief executive officer	1 May 2015	Other	4751135
Melinda Lee Gerber	Manager	1 May 2015	Other	5769602
Nicholas Daniel Gerber	Vice president	1 Jun 2015	25% - 50%	2229060
Andrew F Ngim	Director	1 Dec 2016	Other	1423275
John Parish Love	President, chief executive officer, and director	1 Dec 2016	Other	4751135

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Nicholas Daniel Gerber	Shareholder	1 Jun 2013	50% - 75%	2229060
Howard Mah	Shareholder	1 Jun 2013	50% - 75%	2790604
Melinda Lee Gerber	Owner	1 Jun 2013	50% - 75%	5769602
Inc. Concierge Technologies	Shareholder	1 Dec 2016	75% - 100%	90-1133909

Based in Walnut Creek

The principal office where Uscf Advisers LLC performs its advisory services is located at 1850 Mt. Diablo Blvd., Walnut Creek, CA 94596, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 510-522-9600 or by fax 510-522-9604. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at uscfadvisers.com.