Aea Investors Sbf LP (New York)

Name: Aea Investors Sbf LP
Address: C/O Aea Investors Lp, New York, NY, 10103
Telephone: 212-644-5900

Aea Investors Sbf LP is a large advisory firm based in New York. It manages $1.01 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of New York.

Aea Investors Sbf provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Aea Investors Sbf: assets under management

The assets under management (AUM) of Aea Investors Sbf LP is $1.01 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 99% since the beginning of its operation, and $503.75 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.01 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $338.05 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Aea Investors Sbf LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Aea Investors Sbf serves?

The only and largest group of clients of Aea Investors Sbf is pooled investment vehicles with 3 clients and $1.01 billion of assets under management. Among the 6 most similar advisory firms, Aea Investors Sbf has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.01 billion for 3 clients. 33% of the firm’s clients are foreign persons or businesses.

Aea Investors Sbf also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons is $5,000,000 for each fund.

Careers at Aea Investors Sbf LP

The company employs 94 people that are either part- or full-time employees. 77 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Steven Edward Decillis	Vice president, assistant secretary & treasurer	1 Apr 2011	Other	5915462
Barbara Lynn Burns	Chief compliance officer and vice president	1 Jan 2013	Other	5139115
John Francis Cozzi	Limited partner	1 Jan 2014	25% - 50%	1533882
Alan Walter Wilkinson	Limited partner	1 Jan 2014	25% - 50%	1312331
Aea Investors Sbf Gp Llc	General partner	1 Jan 2014	Other	46-4455319
Baron James Carlson	Limited partner	1 Jan 2014	25% - 50%	2789461
Aea Investors Lp	Limited partner	1 Aug 2017	75% - 100%	59-3761840

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
John Luis Garcia	Managing member	1 Feb 2003	Other	2567647
Aea Investors Holdings Lp	Limited partner of aea investors lp	1 Aug 2017	75% - 100%	82-2584345
Aea Management Llc	General partner of (i) aea investors holdings lp, (ii) aea investors lp and (iii) aea adviser holdings (sbf) lp	1 Aug 2017	Other	35-2186689
Aea Adviser Holdings (Sbf) Lp	Limited partner of aea investors holdings lp	1 Aug 2017	75% - 100%	82-2614607
Baron James Carlson	Limited partner	1 Aug 2017	25% - 50%	2789461

Based in New York

The principal office where Aea Investors Sbf LP performs its advisory services is located at C/O Aea Investors Lp, New York, NY 10103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-644-5900 or by fax 212-702-0518. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at aeainvestors.com.