Tiaa Cref Tuition Financing, Inc. (New York)

Tiaa Cref Tuition Financing, Inc. is a large advisory firm based in New York. It manages $25.01 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2001.

Tiaa Cref Tuition Financing provides investment recommendations to state sponsors (government entities) of qualified tuition programs.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tiaa Cref Tuition Financing: assets under management

The assets under management (AUM) of Tiaa Cref Tuition Financing, Inc. is $25.01 billion. The firm's AUM has grown by 6995% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 87% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 13% of the firm’s portfolio.

What kind of clients Jr. Paul Joseph Van Heest serves?

The only and largest group of clients of Jr. Paul Joseph Van Heest is state or municipal government entities with 10 clients and $25.01 billion of assets under management. Among the 9 most similar advisory firms, Tiaa Cref Tuition Financing has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $25.01 billion for 10 clients. None of the firm’s clients are foreign persons or businesses.

Tiaa Cref Tuition Financing doesn't advise any private funds.

Careers at Tiaa Cref Tuition Financing, Inc.

The company employs 59 people that are either part- or full-time employees. 5 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jr. Paul Joseph Van Heest has been acting as President since 1 Jun 2006. Lisa Kay Lynn joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Lawrence Gibbs	Director & executive vice president (chief financial officer)	1 Sep 1998	Other	1775036
Charles Henry Stamm	Director	1 Sep 1998	Other	1926783
Roseanne Mozlin Lipman	Vice president	1 Sep 1998	Other	836043
Roger Alan Vellekamp	Vice president	1 Sep 1998	Other	3118007
Timothy Edward Lane	Vice president, chief operations officer & cheif compliance officer	1 Sep 1998	Other	1701373
Richard John Adamski	Vice president & treasurer	1 Sep 1998	Other	1822249
Mark Leonard Serlen	Secretary	1 Sep 1998	Other	1814700
Lisa Snow	Vice president (chief legal officer)	1 Sep 1998	Other	1814473
Abby Lynn Ingber	Assistant secretary	1 Sep 1998	Other	2575399
Stewart Paul Greene	Assistant secretary	1 Sep 1998	Other	1842717
Gary M Chinery	Assistant treasurer	1 Sep 1998	Other	1822252
Inc. Tiaa Cref Enterprises	Shareholder	1 Sep 1998	75% - 100%	13-3905273
Michael Osso	Second vp, tuition financing administration & finance	1 Sep 1998	Other	3074536
Charles H. Stamm	Director and executive vice president	1 Sep 1998	Other	1926783
Roseanne M. Klein	Vice president and chief counsel	1 Sep 1998	Other	836043
Roseanne Mozlin Klein	Vice president and chief counsel	1 Sep 1998	Other	836043
Gary Mark Chinery	Second vice president & associate treasurer	1 Sep 1998	Other	1822252
Michael Perry Osso	Second vp, tuition financing administration & finance	1 Sep 1998	Other	3074536
Inc. Tiaa Cref Asset Management	Shareholder	1 Sep 1998	75% - 100%	13-3905273
Tiaa Cref Asset Management Llc	Shareholder	1 Sep 1998	75% - 100%	13-3905273
Thomas Kevin Lynch	Second vice president, investment reporting	1 Apr 2000	Other	2716791
Martin Epler Galt	Director, president & chief executive officer	1 Dec 2000	Other	2930975
Meredith Jo Kornreich	Chief counsel	1 Apr 2001	Other	2403304
Kathleen Denise Vannoypineda	Chief compliance officer	1 Jun 2001	Other	1347526
Kathleen Denise Vannoy Pineda	Chief compliance officer	1 Jun 2001	Other	1347526
Bertram Lee Scott	Director, president & chief executive officer	1 Nov 2003	Other	4698925
Elizabeth Ann Monrad	Director & executive vice president (chief financial officer)	1 Nov 2003	Other	3212249
Meredith Jo Kornreich	Vice president and chief legal officer & assistant secretary	1 Nov 2003	Other	2403304
Erwin Wayne Martens	Director	1 Nov 2003	Other	4676470
Phillip Theodore Rollock	Vice president & chief operations officer	1 Nov 2003	Other	2091694
Richard Alan Heller	Second vice president	1 Nov 2003	Other	1030434
Anne Alyssa Bowman	Chief compliance officer	1 Nov 2003	Other	2990554
Frederick Raymond Lorthioir	Second vice president	1 Nov 2003	Other	1812810
Frances Nolan	Director	1 Nov 2003	Other	1719590
Edward James Leahy	Assistant secretary	1 Nov 2003	Other	2922906
Christopher Shields Lynch	Second vice president	1 Nov 2003	Other	1985050
Gary Mark Chinery	Vice president & treasurer	1 Jan 2004	Other	1822252
Jerold Joseph Mammano	Second vice president and finance manager	1 May 2004	Other	4804323
Carol Ann Baldwin Moody	Chief compliance officer	1 Sep 2004	Other	4520459
Adrienne Mary Ryan Pinto	Second vice president	1 Apr 2005	Other	1447479
Russell Gordon Noles	Director, vice president and acting chief financial officer	1 May 2005	Other	4828778
Eric Carl Oppenheim	Acting chief compliance officer	1 Oct 2005	Other	2444926
Evan Barry Giller	General counsel, chief legal officer and assistant secretary	1 Mar 2006	Other	1817159
Jr. Paul Joseph Van Heest	Director	1 Jun 2006	Other	3083838
Timothy Edward Lane	Director	1 Jun 2006	Other	1701373
Edward Dinnage Van Dolsen	Director	1 Jun 2006	Other	1043383
Matthew Frederick Daitch	Director	1 Jun 2006	Other	2361822
Douglas Edward Chittenden	President	1 Jun 2006	Other	1719218
Angela Michelle Cox	Chief compliance officer	1 Jun 2006	Other	2575579
Ann Marie Stumpf	Director	1 Aug 2006	Other	5214224
Michael Perry Osso	Chief financial officer	1 Sep 2006	Other	3074536
Marjorie Pierre Merritt	Secretary	1 Jun 2007	Other	5308970
Pamela Louise Mcnulty	Second vice president	1 Jun 2007	Other	1564488
Joseph David Delgrande	Second vice president	1 Jun 2007	Other	1809256
Mary Elizabeth Cusick	Second vice president	1 Jun 2007	Other	1248483
Paul John Battaglia	Second vice president	1 Jun 2007	Other	2236124
Keith Henry Rauschenbach	Director	1 Feb 2008	Other	1719526
Martha Lee Wood	Chief legal officer & assistant secretary	1 Feb 2008	Other	4073300
Douglas Edward Chittenden	Director	1 Jul 2008	Other	1719218
Michael Perry Osso	Vice president & chief financial officer & director	1 Jul 2008	Other	3074536
Pamela Louise Mcnulty	Vice president	1 Jul 2008	Other	1564488
Paul John Battaglia	Vice president & treasurer	1 Jul 2008	Other	2236124
Tim Daniel Walsh	Vice president	1 Jul 2008	Other	1495671
Tim Daniel Walsh	Vice president	1 Aug 2008	Other	1495671
Michael Eugene Pearson	Chief compliance officer	1 Apr 2009	Other	2751813
Joseph David Delgrande	Vice president	1 Oct 2009	Other	1809256
Kathleen Marie Eckert	Vice president	1 Feb 2010	Other	2951079
Angela Michelle Cox	Chief compliance officer	1 Mar 2010	Other	2575579
Brian Michael Moran	Chief compliance officer	1 Feb 2011	Other	1940341
Michael Joseph Noone	President and director	1 Aug 2012	Other	1821940
Lisa Kay Lynn	Chief compliance officer	1 Nov 2012	Other	2423767
Michael Joseph Noone	Director	1 Nov 2012	Other	1821940
Teachers Insurance And Annuity Association Of America	Shareholder	1 Mar 2015	75% - 100%	13-1624203
Sean Martin Flynn	Chief compliance officer	1 Nov 2015	Other	2790159
Brian Richard Bohaty	Director	1 May 2016	Other	2135630
Christopher Shields Lynch	President and director	1 Oct 2016	Other	1985050
John Mark Obeck	Chief compliance officer	1 Dec 2017	Other	3222777
Lisa Kay Lynn	Chief compliance officer	1 Jun 2019	Other	2423767

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Tiaa Board Of Overseers	Shareholder	1 Sep 1998	75% - 100%	13-6110585
Teachers Insurance And Annuity Association Of America	Shareholder	1 Sep 1998	75% - 100%	13-1624203

Based in New York

The principal office where Tiaa Cref Tuition Financing, Inc. performs its advisory services is located at 730 Third Ave, New York, NY 10017 3206 The mailing address of the firm is 8500 Andrew Carnegie Blvd, Charlotte, NC 28262. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-916-4724 or by fax 212-916-4888. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday.