Dgs Capital Management, LLC (New York)

Name: Dgs Capital Management, LLC
Address: 79 Madison Avenue, New York, NY, 10016
Telephone: 646-992-4370

Dgs Capital Management, LLC is a large advisory firm based in New York. It manages $117.23 million of regulatory assets for 460 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California, New York, North Carolina, and South Carolina.

Dgs Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dgs Capital Management: assets under management

The assets under management (AUM) of Dgs Capital Management, LLC is $117.23 million, all of which is managed in discretionary accounts. $998.88 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $117.23 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $254.84 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 51% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 45% of the firm’s portfolio. Investments in cash and cash equivalents form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dgs Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Dgs Capital Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Dgs Capital Management is high net worth individuals with 52 clients and $87.07 million of assets under management. Among the 10 most similar advisory firms, Dgs Capital Management has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $117.23 million for 178 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Dgs Capital Management doesn't advise any private funds.

Careers at Dgs Capital Management, LLC

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ashish Sharma	Principal and chief compliance officer	1 Oct 2015	75% - 100%	6543184

Based in New York

The principal office where Dgs Capital Management, LLC performs its advisory services is located at 79 Madison Avenue, New York, NY 10016, which is also the mailing address of the firm. An additional office of the firm is in Raleigh, NC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-992-4370. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at dgs.capital.