Rubin Overseas Ltd. (Zurich)

Rubin Overseas Ltd. is an adviser based in Zurich. It manages $31.24 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Florida, Indiana, Kentucky, and 3 other states.

Rubin Overseas provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rubin Overseas: assets under management

The assets under management (AUM) of Rubin Overseas Ltd. is $31.24 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -22% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $31.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.84 million each.

Investments

The firm invests in investment grade corporate bonds the most. They account for 46% of the total AUM. The second-largest asset type is exchange traded securities, which make up 46% of the firm’s portfolio. Investments in cash and cash equivalents form 8% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rubin Overseas Ltd. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rubin Overseas serves?

The only and largest group of clients of Rubin Overseas is high net worth individuals with 11 clients and $31.24 million of assets under management. Among the 1 most similar advisory firms, Rubin Overseas has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $31.24 million for 11 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Rubin Overseas doesn't advise any private funds.

Careers at Rubin Overseas Ltd.

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Renate (Nmn) Waldner joined the executive team most recently as the Managing Director And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Renate (Nmn) Waldner	Managing director and chief compliance officer	1 Oct 2013	50% - 75%	5741743
Sales (Nmn) Bischofberger	Managing director and chief executive officer	1 Oct 2013	25% - 50%	5903086
Thomas H Dürmüller	Chief executive officer	1 Oct 2013	Other	7036664

Based in Zurich

The principal office where Rubin Overseas Ltd. performs its advisory services is located at General Guisan Quai 36, Zurich, 8002, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 011-41-58-680-5919 or by fax 011-41-58-680-5917. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday.