Envision Financial Transparency, LLC (Greensboro)


Envision Financial Transparency, LLC is a large advisory firm based in Greensboro. It manages $216.68 million of regulatory assets for 344 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona, Florida, Illinois, and 7 other states.

Envision Financial Transparency provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Envision Financial Transparency: assets under management

The assets under management (AUM) of Envision Financial Transparency, LLC is $216.68 million. The firm's AUM has gone down by -4% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $214.32 million in discretionary accounts and $2.36 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $626.67 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.18 million.
Envision Financial Transparency has custody of $101.68 million in cash and securities for 27 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 51% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 31% of the firm’s portfolio. Investments in government bonds form 8% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Envision Financial Transparency, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Envision Financial Transparency serves?

The firm provides services to individuals, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Envision Financial Transparency is high net worth individuals with 33 clients and $172.15 million of assets under management. Among the 3 most similar advisory firms, Envision Financial Transparency has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $216.68 million for 167 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Envision Financial Transparency doesn't advise any private funds.

Careers at Envision Financial Transparency, LLC

The company employs 17 people that are either part- or full-time employees. 94 percent of the employees work as investment advisers or researchers. 16 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Emily Therese Keagle Managing member and chief compliance officer 1 Jun 2018 Other 4429868
Llc Financial Transparency Parent company 1 Jun 2018 75% - 100% 291928

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Emily Therese Keagle Managing member and sole unitholder 1 Nov 2017 75% - 100% 4429868

Based in Greensboro

The principal office where Envision Financial Transparency, LLC performs its advisory services is located at 4202 Obriant Place, Greensboro, NC 27410, which is also the mailing address of the firm. An additional office of the firm is in Gilbert, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (336) 715-3300 or by fax (336) 715-3308. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at financialtransparencyllc.com and its LinkedIn profile.