Giovine Capital Group LLC (Santa Monica)

Giovine Capital Group LLC is a large advisory firm based in Santa Monica. It manages $216.41 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of California.

Giovine Capital Group provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Giovine Capital Group: assets under management

The assets under management (AUM) of Giovine Capital Group LLC is $216.41 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -53% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $216.41 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $72.14 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Giovine Capital Group LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Giovine Capital Group LLC

Thomas Arthur Giovine has been acting as President since 1 Dec 1998. Giovine Revocable Trust joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Arthur Giovine	President	1 Dec 1998	75% - 100%	1842043
John Junghoe Ku	Cfo/cco	1 Jul 2002	Other	2620946
David Robert Beach	Coo/chief compliance officer	1 Apr 2006	Other	4851807
Giovine Revocable Trust	Owner	1 Jun 2009	75% - 100%	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Arthur Giovine	Trustee	1 Oct 2006	75% - 100%	1842043
Elisabeth Morse Giovine	Trustee	1 Oct 2006	75% - 100%	2521349

Based in Santa Monica

The principal office where Giovine Capital Group LLC performs its advisory services is located at 2001 Wilshire Blvd., Suite 501, Santa Monica, CA 90403, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-587-2000 or by fax 310-587-2020. The normal business hours are 6:30am - 3:00pm on Monday - Friday.