Tda, Inc. (San Mateo)

Name: Tda, Inc.
Address: 2025 Pioneer Court, San Mateo, CA, 94403
Telephone: 650-343-6333

Tda, Inc. is a large advisory firm based in San Mateo. It manages $519.62 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Tda provides portfolio management for businesses and institutional clients and real estate investment management for pension funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tda: assets under management

The assets under management (AUM) of Tda, Inc. is $519.62 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 47% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $519.62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $173.21 million each.

Tda has custody of $35.75 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Tda, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Tda serves?

The only and largest group of clients of Tda is pension and profit sharing plans with 3 clients and $519.62 million of assets under management. Among the 9 most similar advisory firms, Tda has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $519.62 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Tda doesn't advise any private funds.

Careers at Tda, Inc.

The company employs 20 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Garry James Spanner	Ceo & president	1 Oct 2000	75% - 100%	4394358
Robert T Perkins	Executive vice president	1 May 2007	Other	6886001
Kathryn E Mareschi	Chief financial officer	1 Jan 2008	Other	6885997
Erik David St. Charles	Cco & corporate secretary	1 Apr 2017	Other	6791528
Victor T Kwok	Chief financial officer	1 Sep 2019	Other	6026905

Based in San Mateo

The principal office where Tda, Inc. performs its advisory services is located at 2025 Pioneer Court, San Mateo, CA 94403, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-343-6333 or by fax 650-343-0858. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at tdainc.com and its LinkedIn profile.