Capital Advisory Group, Inc. (Dallas)

Name: Capital Advisory Group, Inc.
Address: 5151 Belt Line Road, Dallas, TX, 75254
Telephone: 972-770-4840

Capital Advisory Group, Inc. is a large advisory firm based in Dallas. It manages $133.35 million of regulatory assets for 355 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Texas.

Capital Advisory Group provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Advisory Group: assets under management

The assets under management (AUM) of Capital Advisory Group, Inc. is $133.35 million. The firm's AUM has grown by 252% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $128.56 million in discretionary accounts and $4.79 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $381.5 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $265.86 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 85% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 7% of the firm’s portfolio. Investments in state and local bonds form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capital Advisory Group, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Capital Advisory Group serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Capital Advisory Group is high net worth individuals with 53 clients and $122.37 million of assets under management. Among the 8 most similar advisory firms, Capital Advisory Group has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $133.35 million for 90 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Capital Advisory Group doesn't advise any private funds.

Careers at Capital Advisory Group, Inc.

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Stuart Hopson	Ceo,chief compliance officer	1 May 1990	75% - 100%	2084487

Based in Dallas

The principal office where Capital Advisory Group, Inc. performs its advisory services is located at 5151 Belt Line Road, Dallas, TX 75254, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-770-4840 or by fax 972-770-4814. The normal business hours are by appointment only on Other. You can find more information about the New York firm at cagwm.com.