Kapstream Capital Pty Limited (Sydney)

Name: Kapstream Capital Pty Limited
Address: Level 7, 39 Martin Place, Sydney, 2000
Telephone: 612 9234 0000

Kapstream Capital Pty Limited is a large advisory firm based in Sydney. It manages $6.7 billion of regulatory assets for 18 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of California.

Kapstream Capital Pty Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kapstream Capital Pty Limited: assets under management

The assets under management (AUM) of Kapstream Capital Pty Limited is $6.7 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.7 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $372.22 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kapstream Capital Pty Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Kapstream Capital Pty Limited

Richard Maccoy Weil has been acting as President since 1 Jul 2015. Kumar Palghat has served as the Chief Investment Officer since 1 Jan 2007. Janus International Holding Llc joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kp4 Pty Ltd	Shareholder	1 Jan 2007	25% - 50%	foreign
Nicnick Pty Ltd	Shareholder	1 Jan 2007	Other	foreign
Nickolaos J Maroutsos	Portfolio manager	1 Jan 2007	Other	2940038
Kumar Palghat	Chief investment officer	1 Jan 2007	50% - 75%	6165672
Fidante Partners Kapstream Holdings Pty Ltd	Shareholder	1 Jan 2007	25% - 50%	foreign
Robert John Woods	Director	1 Jan 2007	Other	6147175
2doras Pty Ltd	Shareholder	1 Jan 2011	Other	foreign
Stephen Scott Goldman	Portfolio manager, chief compliance officer	1 Jan 2011	Other	3231555
Catherine Maree Hales	Alternate director	1 Jan 2012	Other	6147507
Janus International Holding Llc	Shareholder	1 Jul 2015	50% - 75%	84-1568737
Richard Maccoy Weil	Director	1 Jul 2015	Other	2603181
Bruce Lewis Koepfgen	Director	1 Jul 2015	Other	830273
Stephen Scott Goldman	Director	1 Jul 2015	Other	3231555

Indirect Owners

The SEC currently registers 9 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Challenger Group Holdings Ltd	Shareholder	1 Sep 1997	75% - 100%	foreign
Janus	Member - class b	1 Mar 2002	75% - 100%	104652
Janus Holdings Llc	Member - class a	1 Mar 2002	75% - 100%	04-3651172
Janus Capital Group Inc.	Member	1 Jan 2003	75% - 100%	84-076359
Challenger Fm 2 Holdings Pty Ltd	Shareholder	1 Jan 2004	75% - 100%	foreign
Cfsg Holdings No. 2 (Victoria) Pty Ltd	Shareholder	1 Jan 2004	75% - 100%	foreign
Challenger Limited	Shareholder	1 Jan 2004	75% - 100%	foreign
Fidante Partners Holdings Pty Limited	Shareholder	1 Mar 2007	75% - 100%	foreign
Challenger Funds Management Holdings Pty Ltd	Shareholder	1 Aug 2007	75% - 100%	foreign

Based in Sydney

The principal office where Kapstream Capital Pty Limited performs its advisory services is located at Level 7, 39 Martin Place, Sydney, 2000, which is also the mailing address of the firm. An additional office of the firm is in Newport Beach, CA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 612 9234 0000 or by fax 612 9234 0099. The normal business hours are 7 am to 5 pm on Monday - Friday. You can find more information about the New York firm at kapstream.com.