Cfic (Us) Inc (New York)

Cfic (Us) Inc is a large advisory firm based in New York. It manages $824.36 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2014.

Cfic (Us) provides portfolio management for pooled investment vehicles and portfolio management to a sma and sub advisory services to pooled investment/advisory services to parent company. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cfic (Us): assets under management

The assets under management (AUM) of Cfic (Us) Inc is $824.36 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 450% since the beginning of its operation, and $401.27 million of the total AUM is attributable to clients outside of the United States.

The firm manages $824.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $206.09 million each.

Investments

The firm invests in derivatives the most. They account for 75% of the total AUM. The second-largest asset type is sovereign bonds, which make up 19% of the firm’s portfolio. Investments in exchange traded securities form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cfic (Us) Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Andrew Norman Williams serves?

The only and largest group of clients of Andrew Norman Williams is pooled investment vehicles with 4 clients and $431.57 million of assets under management. Among the 13 most similar advisory firms, Cfic (Us) has the 7th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $431.57 million for 4 clients. 60% of the firm’s clients are foreign persons or businesses.

Cfic (Us) also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Cfic (Us) Inc

The company employs 16 people that are either part- or full-time employees. 19 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Andrew Norman Williams has been acting as President since 1 Mar 2014. Dallas John Mcgillivray joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
City Financial Investment Company Limited	Parent company	1 Mar 2014	75% - 100%	165155
Robert Cameron Hain	President & secretary	1 Mar 2014	Other	4643900
Andrew Norman Williams	President	1 Mar 2014	Other	6107318
David (Nmn) Levitan	President & treasurer	1 Mar 2014	Other	6107319
Christopher Rodney Sturdee	Chief compliance officer	1 Mar 2014	Other	5020112
Louis Thorne	President and global chief operating officer	1 Nov 2016	Other	6324721
Benjamin Scudder Ellenbogen	General counsel and chief compliance officer	1 Mar 2017	Other	6773919
Edward John Orlebar	Chief financial officer & chief operating officer	1 Feb 2018	Other	6930212
Dallas John Mcgillivray	Chief compliance officer	1 Jun 2018	Other	4354593

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mpi Capital (Uk) Inc	Shareholder	1 Jan 2012	25% - 50%	foreign
Michael Leon Stein	Shareholder	1 Jan 2012	25% - 50%	6107320

Based in New York

The principal office where Cfic (Us) Inc performs its advisory services is located at 444 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 646-902-9937. The normal business hours are 7:30-6:00 on Monday - Friday.