Spoor Behrins Campbell & Young Securities Corp (Clinton)

Spoor Behrins Campbell & Young Securities Corp is a large advisory firm based in Clinton. It manages $148.3 million of regulatory assets for 117 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, New Hampshire, New Jersey, New York, and Texas.

Spoor Behrins Campbell & Young Securities Corp provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Spoor Behrins Campbell & Young Securities Corp: assets under management

The assets under management (AUM) of Spoor Behrins Campbell & Young Securities Corp is $148.3 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 86% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 9% of the firm’s portfolio. Investments in investment and business development companies form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Spoor Behrins Campbell & Young Securities Corp for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michael Douglas Young serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Michael Douglas Young is high net worth individuals with 33 clients and $143.04 million of assets under management. Among the 9 most similar advisory firms, Spoor Behrins Campbell & Young Securities Corp has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $148.3 million for 46 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Spoor Behrins Campbell & Young Securities Corp doesn't advise any private funds.

Careers at Spoor Behrins Campbell & Young Securities Corp

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Michael Douglas Young has been acting as President since 1 Mar 1995. Deborah Ann Miller joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Douglas Young	President	1 Mar 1995	75% - 100%	4357858
Betty Ann Schraufnagel	Vice president	1 May 1995	Other	1411378
Deborah Ann Miller	Secretary/treasurer	1 May 1995	Other	4357869
Deborah Ann Miller	Chief compliance officer	1 Aug 2004	Other	4357869

Based in Clinton

The principal office where Spoor Behrins Campbell & Young Securities Corp performs its advisory services is located at 42 Main Street, Clinton, NJ 08809 2634, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 908-735-0448 or by fax 908-735-6764. The normal business hours are 9:00am - 5:00pm on Monday - Friday.