Security Capital Research & Management Incorporated is a large advisory firm based in Chicago. It manages $3.73 billion of regulatory assets for 101 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Security Capital Research & Management Incorporated provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Security Capital Research & Management Incorporated is $3.73 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 77% since the beginning of its operation, and $86.67 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Security Capital Research & Management Incorporated for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, pooled investment vehicles, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Joseph Kenneth Azelby is pooled investment vehicles with 3 clients and $889.48 million of assets under management. Among the 8 most similar advisory firms, Security Capital Research & Management Incorporated has the 3rd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $3.44 billion for 22 clients. 3% of the firm’s clients are foreign persons or businesses.
Security Capital Research & Management Incorporated also advises several private funds. Namely, three other private funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.
The company employs 23 people that are either part- or full-time employees. 96 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Joseph Kenneth Azelby has been acting as President since 1 Mar 2006. Kristin Moschos Swon joined the executive team most recently as the Chief Compliance Officer/Managing Director.
The principal office where Security Capital Research & Management Incorporated performs its advisory services is located at 10 South Dearborn Street, Chicago, IL 60603, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 312-385-8320 or by fax 312-385-8326. The normal business hours are 8 a.m - 6 p.m. on Monday - Friday. You can find more information about the New York firm at securitycapital.com.