T.H. Fitzgerald & Co. L.L.C. (Naugatuck)

Name: T.H. Fitzgerald & Co. L.L.C.
Address: 180 Church Street, Naugatuck, CT, 06770
Telephone: 203-729-1200

T.H. Fitzgerald & Co. L.L.C. is an investment adviser to an investment company based in Naugatuck. It manages $22.94 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Connecticut.

T.H. Fitzgerald & Co. L.L.C provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

T.H. Fitzgerald & Co. L.L.C: assets under management

The assets under management (AUM) of T.H. Fitzgerald & Co. L.L.C. is $22.94 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -76% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $22.94 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.65 million each.

Investments

The firm invests in exchange traded securities the most. They account for 90% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 10% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay T.H. Fitzgerald & Co. L.L.C. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Thomas Henry Fitzgerald serves?

The firm provides services to investment companies and pension and profit sharing plans. The largest group of clients of Thomas Henry Fitzgerald is pension and profit sharing plans with 2 clients and $12.95 million of assets under management. Among the 4 most similar advisory firms, T.H. Fitzgerald & Co. L.L.C has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $22.94 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

T.H. Fitzgerald & Co. L.L.C doesn't advise any private funds.

Careers at T.H. Fitzgerald & Co. L.L.C.

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Thomas Henry Fitzgerald has been acting as President since 1 Jul 1977. Sheila F Dejesus joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Henry Fitzgerald	President/owner	1 Jul 1977	75% - 100%	209085
Kathleen Ann Doback	Chief compliance officer	1 Jan 2002	Other	4503143
Kathleen S Montgomery	Chief compliance officer	1 Jan 2002	Other	4503143
Sheila F Dejesus	Chief compliance officer	1 Oct 2017	Other	6415150

Based in Naugatuck

The principal office where T.H. Fitzgerald & Co. L.L.C. performs its advisory services is located at 180 Church Street, Naugatuck, CT 06770, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-729-1200 or by fax 203-729-2989. The normal business hours are 9:00am-4:00pm on Monday - Friday. You can find more information about the New York firm at thfitzgerald.com.